Andrew Scott Richardson
Professional Summary
Andrew Scott Richardson is a registered financial advisor currently at OPTIVER US LLC located in Austin, Texas and OPTIVER EXECUTION SERVICES LLC located in Chicago, Illinois. Andrew is registered as a RR (Registered Representative) and started their career in finance in 2008. Andrew has worked at 2 firms and has passed the Series 57TO, SIE, Series 44, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
OPTIVER EXECUTION SERVICES LLC
Contact Information
Main Address
130 E Randolph Street Suite 800, Chicago, IL 60601Mailing Address
130 E Randolph Street Suite 800, Chicago, IL 60601Phone Number
(312) 821-9500Established
Illinois since 07/29/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (15 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 44 — PCX Market Maker Exam
Passed Aug 2008SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Andrew Scott Richardson's CRS (Customer Relationship Summary).
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