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Jon C. Stevenson
MONEYLION
New York, NY 10011
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CRD#: 4999680
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Professional summary
Jon Campbell Stevenson is a registered financial advisor currently at MONEYLION located in New York, New York and MONEYLION SECURITIES LLC located in New York, New York.
Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Jon has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Stevenson serves as Head of Wealth Management for ML Wealth LLC, an SEC-registered investment adviser, and Head of Corporate Development for MoneyLion Technologies Inc., both located at 30 West 21st Street, 9th Floor, New York, NY 10010. He spends 80 hours and 120 hours per month on these positions, respectively, during trading hours. ML Wealth LLC is an investment-related business; Mr. Stevenson supports business leadership for the wealth and investment management business areas, including strategy. MoneyLion Technologies Inc. offers a consumer financial services application and is not an investment-related business; for this company, Mr. Stevenson focuses on firm wide corporate development and business strategy initiatives. Mr. Stevenson joined both firms in April 2018. Mr. Stevenson also serves as a Coach at Catamount Ski Resort, a non-investment related business located at 78 Catamount Rd, Hillsdale, NY 12529. He joined in December 2022 to coach their U-8 ski racing program ("InterClub"), spending 12 hours a week on this role outside of trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Jon Campbell Stevenson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 22, 2018 - Present
MONEYLION
Office #1: 249-245 W 17th St Floor 4, New York, NY 10011RIA
CRD#: 289521
New York, NY
Current
August 16, 2019 - Present
MONEYLION SECURITIES LLC
Office #1: 249-245 W 17th St Floor 4, New York, NY 10011BD
CRD#: 298395
New York, NY
Past
December 4, 2015 - April 5, 2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RIA
CRD#: 793
NEW YORK, NY
Past
December 4, 2015 - April 5, 2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
NEW YORK, NY
Past
November 14, 2011 - December 4, 2015
BARCLAYS CAPITAL INC.
RIA
CRD#: 19714
NEW YORK, NY
Past
August 23, 2011 - December 4, 2015
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MO
MONEYLION
ML WEALTH LLC | MONEYLION | MONEY LION | ML WEALTH, LLC
CRD#: 289521 / SEC#: 801-111640
RIA
Registered Investment Advisory firm - (9/20/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(8/22/2018)
RR
California(11/27/2019)
RR
Connecticut(12/5/2019)
RR
Florida(1/7/2020)
RR
Maryland(11/26/2019)
RR
New Jersey(1/14/2020)
RR
New York(11/26/2019)
IAR
New York(2/23/2021)
IAR
Utah(8/23/2018)
RR
Utah(11/25/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MO
MONEYLION
ML WEALTH LLC | MONEYLION | MONEY LION | ML WEALTH, LLC
CRD#: 289521 / SEC#: 801-111640
RIA
Registered Investment Advisory firm - (9/20/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
249-245 W 17th St Floor 4, New York, NY 10011
Mailing Address
Phone number
(212) 300-9865
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 679,253 |
| AUM (Assets Under Management) | $ 11,243,928 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/02/2025 | ||
| 02/28/2024 | ||
| 05/25/2023 | ||
| 03/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
