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France G. Huynh

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CRD#: 4999598
FH

Professional summary

France Greg Huynh was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

France is a previously registered financial professional and started their career in finance in 2005. Prior to being barred, France had worked at 2 firms, which includes MONTROSE SECURITIES INTERNATIONAL, GLOBAL CROWN CAPITAL LLC.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Greg Huynh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 6, 2007 - February 8, 2012

MONTROSE SECURITIES INTERNATIONAL

BD
CRD#: 35603
SAN FRANCISCO, CA
Past

July 22, 2005 - April 19, 2006

GLOBAL CROWN CAPITAL, LLC

BD
CRD#: 16761
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/8/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/21/2005
General Securities Representative Examination

Current Firm

MS
MONTROSE SECURITIES INTERNATIONAL
BELGRAVIA SECURITIES | MONTROSE SECURITIES INTERNATIONAL

CRD#: 35603 / SEC#: , 8-46821

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
1 Harbor Drive, Suite 300, Sausalito, CA 94965
Mailing Address
1 Harbor Drive, Suite 300, Sausalito, CA 94965
Phone number
(415) 888-3854
Established
California since 11/22/1993
Firm type
Corporation
Fiscal year end
October
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
LEUNG, PHILIP YEWPRESIDENT - FINOP- CHIEF COMPLIANCE OFFICER1121435

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

MONTROSE SECURITIES INTERNATIONAL

CRD#: 35603

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