Gary T. Brewton

TITLETOWN WEALTH MANAGEMENT

Green Bay, WI 54302

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CRD#: 4998814

Professional summary

Gary T Brewton, AIF®, CFP® is a registered financial advisor currently at TITLETOWN WEALTH MANAGEMENT, LLC located in Green Bay, Wisconsin and CONCEPTUAL FINANCIAL ADVISORS, LLC located in St Augustine, Florida.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Gary has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) POSITION: AGENT NATURE: FIXED INSURANCE INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/26/2017 ADDRESS: 1221 BELLEVUE STREET, GREEN BAY WI 54302, United States DESCRIPTION: FINANCIAL PLANNING MAY INVOLVE FIXED INSURANCE 2) TITLETOWN WEALTH MANAGEMENT; INVESTMENT RELATED: YES; INVESTMENT ADVISOR REPRESENTATIVE; GREEN BAY, WI; 5/2020; UP TO 160 HOURS MONTH DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary T Brewton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

May 29, 2020 - Present

TITLETOWN WEALTH MANAGEMENT, LLC

Office #1: 1221 Bellevue Street Suite 102, Green Bay, WI 54302

RIA

CRD#: 307752

Green Bay, WI

Current

January 3, 2023 - Present

CONCEPTUAL FINANCIAL ADVISORS, LLC

Office #1: 163 Hampton Point Dr Suite 3, St Augustine, FL 32092

RIA

CRD#: 167513

ST AUGUSTINE, FL

Past

June 8, 2021 - December 31, 2021

KEY FINANCIAL GROUP OF JACKSONVILLE, INC.

RIA

CRD#: 142356

GREEN BAY, WI

Past

October 23, 2017 - May 29, 2020

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

GREEN BAY, WI

Past

October 23, 2017 - May 29, 2020

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

GREEN BAY, WI

Past

May 20, 2016 - October 31, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

GREEN BAY, WI

Past

May 20, 2016 - October 31, 2017

LPL FINANCIAL LLC

CRD#: 6413

GREEN BAY, WI

Past

May 27, 2011 - May 24, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SHEBOYGAN FALLS, WI

Past

May 27, 2011 - May 24, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SHEBOYGAN FALLS, WI

Past

June 15, 2009 - June 21, 2011

ASSOCIATED INVESTMENT SERVICES, INC.

RIA

CRD#: 1464

SHEBOYGAN, WI

Past

June 3, 2009 - June 21, 2011

ASSOCIATED INVESTMENT SERVICES, INC.

CRD#: 1464

SHEBOYGAN, WI

Past

February 20, 2007 - June 1, 2009

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

MILWAUKEE, WI

Past

August 3, 2005 - June 1, 2009

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONCEPTUAL FINANCIAL ADVISORS, LLC

CRD#: 167513 / SEC#: 801-123428

RIA

Registered Investment Advisory firm - (4/19/2022 Approved)

Wisconsin

Registered Investment Advisory firm - (5/2/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/17/2020)

IAR

Wisconsin
(5/29/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/13/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/10/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/2/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CONCEPTUAL FINANCIAL ADVISORS, LLC

CRD#: 167513 / SEC#: 801-123428

RIA

Registered Investment Advisory firm - (4/19/2022 Approved)

Wisconsin

Registered Investment Advisory firm - (5/2/2022 Terminated)

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Contact information

Main Address

2561 E. Calumet St., Appleton, WI 54915

Mailing Address

Phone number

(920) 731-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 (1/13/2025)

PART 2A (1/13/2025)

Regulatory assets under management

Total Number of Accounts	713
AUM (Assets Under Management)	$ 163,575,190

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gary T. Brewton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary T Brewton's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCEPTUAL FINANCIAL ADVISORS, LLC

KEY FINANCIAL GROUP OF JACKSONVILLE, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

ASSOCIATED INVESTMENT SERVICES, INC.

ASSOCIATED INVESTMENT SERVICES, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

CONCEPTUAL FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/13/2007

Series 63

Date: 8/10/2005

SIE

Date: 10/1/2018

Series 7

Date: 2/19/2007

Series 6

Date: 8/2/2005

Current Firm

CONCEPTUAL FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONCEPTUAL FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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