Kevin S. Taylor

ROSECLIFF CAPITAL ADVISORY

New York, NY 10153

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CRD#: 4998511

Professional summary

Kevin Scott Taylor II, who also goes by Kevin Taylor, is a registered financial advisor currently at ROSECLIFF CAPITAL ADVISORY LLC located in New York, New York.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Kevin has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Taylor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Scott Taylor II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2021 - Present

ROSECLIFF CAPITAL ADVISORY LLC

Office #1: 767 5th Avenue 34th Floor, New York, NY 10153

RIA

CRD#: 305951

New York, NY

Past

August 3, 2005 - December 14, 2020

COLUMBUS ADVISORY GROUP, LTD.

CRD#: 126331

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROSECLIFF CAPITAL ADVISORY LLC

CRD#: 305951 / SEC#: 801-119344

RIA

Registered Investment Advisory firm - (1/11/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/2/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/18/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/2/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/26/2009

General Securities Principal Examination

Current Firm

ROSECLIFF CAPITAL ADVISORY LLC

CRD#: 305951 / SEC#: 801-119344

RIA

Registered Investment Advisory firm - (1/11/2021 Approved)

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Contact information

Main Address

767 5th Avenue 34th Floor, New York, NY 10153

Mailing Address

Phone number

(212) 404-7447

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROSECLIFF CAPITAL ADVISORY LLC FORM ADV PART 2A WRAP BROCHURE (8/26/2025)

Regulatory assets under management

Total Number of Accounts	140
AUM (Assets Under Management)	$ 25,838,194

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin S. Taylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Scott Taylor II's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLUMBUS ADVISORY GROUP, LTD.

Primary Firm SEC Registration

ROSECLIFF CAPITAL ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/2/2020

Series 63

Date: 8/18/2005

SIE

Date: 10/1/2018

Series 7

Date: 8/2/2005

Series 24

Date: 5/26/2009

Current Firm

ROSECLIFF CAPITAL ADVISORY LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROSECLIFF CAPITAL ADVISORY LLC

TRUST BUT VERIFY

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