Brendan M. Dete
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brendan Michael Dete, who also goes by Brendan M Dete, was a registered financial professional .
Brendan is a previously registered financial professional and started their career in finance in 2005. Brendan had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2010 - June 29, 2016
CLEAN ENERGY CAPITAL SECURITIES LLC
April 23, 2010 - October 13, 2010
DRAGONFLY CAPITAL PARTNERS, LLC
October 17, 2005 - July 18, 2007
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLEAN ENERGY CAPITAL SECURITIES LLC
CRD#: 153321 / SEC#: , 8-68524
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
