Ryan M. Feit
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Michael Feit was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2005. Ryan had worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2014 - July 3, 2023
SI SECURITIES, LLC
June 21, 2013 - March 2, 2016
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
January 17, 2013 - February 8, 2013
GATE US LLC
October 17, 2005 - July 18, 2007
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
SI SECURITIES, LLC
CRD#: 170937 / SEC#: , 8-69440
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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