JB
Jonathan S. Brown
CORNERSTONE WEALTH
Greenville, SC 29601
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CRD#: 4997851
JB
Professional summary
Jonathan Steele Brown, CFP®, who also goes by Jonathan Brown, is a registered financial advisor currently at CORNERSTONE WEALTH located in Greenville, South Carolina and MUTUAL SECURITIES, INC. located in Greenville, South Carolina.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jonathan has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jonathan Brown
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CORNERSTONE RISK MANAGEMENT ADVISORS, LLC., START DATE: 1/1/2018, 16810 KENTON DRIVE, SUITE 200, HUNTERSVILLE, NC 28078, LLC, INSURANCE PAY THROUGH COMPANY/AGENT, INVESTMENT RELATED, 5 HOURS PER MONTH, 5 HOURS PER DAY DURING TRADING HOURS. 2. CORNERSTONE WEALTH GROUP, LLC Dba CORNERSTONE WEALTH, START: 01/01/18, 16810 KENTON DRIVE, SUITE 200, HUNTERSVILLE, NC 28078, RIA/INVESTMENT ADVISOR/PARTNER/FINANCIAL PLANNING, INVESTMENT RELATED, 160 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS. 3. Generations Group Home, Start Date: 10/30/2023, 821 Dunklin Bridge Rd., Fountain Inn, SC 29664, 501c-3, Group Home, Treasurer, Report financial position of organization to the board, Generations has an employee who handles day to day finances, so the treasurer position is more reporting, I will not have any signing authority or access to bank accounts, Not Investment Related, 1-5 Hours per month, 1-5 Hours per day during trading hours. 4. CWG Management Group, LLC., Start Date: 01/01/2018, 16810 Kenton Dr., Ste. 200, Huntersville, NC 28078, LLC, Management Company with operating authority and control over CWG (RIA entity), Partner Member, Management Duties, Investment Related, 10 Hours per week, 2 Hours per day during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Steele Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
January 16, 2018 - Present
CORNERSTONE WEALTH
Office #1: 75 Beattie Place Suite 110, Greenville, SC 29601RIA
CRD#: 289971
Greenville, SC
Current
March 9, 2018 - Present
MUTUAL SECURITIES, INC.
Office #1: 601 E. Mcbee Ave. Ste. 101, Greenville, SC 29601BD
CRD#: 13092
Greenville, SC
Past
July 20, 2011 - December 31, 2017
CORNERSTONE WEALTH
RIA
CRD#: 157935
GREENVILLE, SC
Past
July 20, 2011 - November 8, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
GREENVILLE, SC
Past
June 24, 2010 - July 20, 2011
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
CORNELIUS, NC
Past
August 4, 2009 - July 20, 2011
SECURITIES AMERICA, INC.
BD
CRD#: 10205
CORNELIUS, NC
Past
August 5, 2005 - July 15, 2009
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CORNERSTONE WEALTH
CORNERSTONE ENTERPRISE SOLUTIONS GROUP | INVESTMENT DYNAMEX | CORNERSTONE WEALTH GROUP, LLC | CORNERSTONE WEALTH | CORNERSTONE SPORTS ADVISORY GROUP | CORNERSTONE RETIRE
CRD#: 289971 / SEC#: 801-112164
RIA
Registered Investment Advisory firm - (12/22/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/16/2020)
RR
Florida(1/16/2020)
RR
Georgia(1/16/2020)
RR
Indiana(1/16/2020)
RR
Missouri(1/16/2020)
RR
North Carolina(1/16/2020)
IAR
South Carolina(1/16/2018)
RR
South Carolina(3/9/2018)
RR
Virginia(1/16/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CORNERSTONE WEALTH
CORNERSTONE ENTERPRISE SOLUTIONS GROUP | INVESTMENT DYNAMEX | CORNERSTONE WEALTH GROUP, LLC | CORNERSTONE WEALTH | CORNERSTONE SPORTS ADVISORY GROUP | CORNERSTONE RETIRE
CRD#: 289971 / SEC#: 801-112164
RIA
Registered Investment Advisory firm - (12/22/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
16810 Kenton Drive Suite 200, Huntersville, NC 28078
Mailing Address
Phone number
(704) 987-3410
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,834 |
| AUM (Assets Under Management) | $ 2,108,342,140 |
Red Flags
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Company Information
CORNERSTONE WEALTH
CRD#: 289971Greenville, SC 29601TRUST BUT VERIFY
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