Jeffrey S. Baker
Professional summary
Jeffrey Stephen Baker, who also goes by Jeff Baker, is a registered financial professional currently at LAZARD FRERES & CO. LLC located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2007. Jeffrey has worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Stephen Baker's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 2022 - Present
LAZARD FRERES & CO. LLC
Office #1: 30 Rockefeller Plaza, New York, NY 10020-5900January 19, 2016 - March 24, 2022
DRAKE STAR SECURITIES LLC
October 7, 2011 - October 2, 2015
AVENDUS CAPITAL, INC.
May 17, 2007 - January 28, 2008
CAPSTONE PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/23/2022)
Exams
FINRA
Current Firm
LAZARD FRERES & CO. LLC
CRD#: 2528 / SEC#: , 8-2595
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 14 |
| Civil Event | 2 |
Red Flags
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