Zachary S. Knight
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zachary Sage Knight, who also goes by Zach Knight, was a registered financial professional .
Zachary is a previously registered financial professional and started their career in finance in 2006. Zachary had worked at 5 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2011 - July 2, 2013
GLOBAL HUNTER SECURITIES, LLC
March 31, 2011 - August 29, 2011
TICONDEROGA SECURITIES LLC
November 4, 2009 - February 17, 2011
CHAPDELAINE TULLETT PREBON, LLC
February 20, 2009 - November 4, 2009
BANC OF AMERICA SECURITIES LLC
August 23, 2006 - February 23, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/3/2010
Limited Representative-Equity Trader ExamCurrent Firm
GLOBAL HUNTER SECURITIES, LLC
CRD#: 123003 / SEC#: , 8-65552
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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