David Eric Zack
Professional Summary
David Eric Zack, who also goes by David Zack, is a registered financial advisor currently at HARRIS ASSOCIATES SECURITIES L.P. located in Chicago, Illinois. David is registered as a RR (Registered Representative) and started their career in finance in 2001. David has worked at 10 firms and has passed the Series 66, Series 63, Series 99TO, Series 79TO, Series 52TO, Series 57TO, SIE, Series 55, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David Zack
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
HARRIS ASSOCIATES SECURITIES L.P. | HARRIS ASSOCIATES, INC.
Contact Information
Main Address
111 S. Wacker Drive Suite 4600, Chicago, IL 60606Mailing Address
111 S. Wacker Drive Suite 4600, Chicago, IL 60606Phone Number
(312) 646-3600Established
Delaware since 12/12/1986Firm Type
PartnershipFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/15/2026)
(7/15/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Oct 2006Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed May 2021About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Eric Zack's CRS (Customer Relationship Summary).
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