Mark H. Riesmeyer
Professional summary
Mark Haase Riesmeyer, who also goes by Mark H Riesmeyer, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2005. Mark has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Haase Riesmeyer's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901September 26, 2018 - October 10, 2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
May 7, 2015 - September 4, 2018
P.J. ROBB VARIABLE, LLC
January 2, 2015 - April 28, 2015
THE LEADERS GROUP, INC.
January 11, 2013 - December 31, 2014
VOYA FINANCIAL ADVISORS, INC.
August 22, 2005 - December 31, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/2/2019)
(2/11/2021)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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