Virginia E. Havens
MINISTRY PARTNERS SECURITIES | Manager, Sales Support of Wealth Management
Brea, CA 92821
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CRD#: 4996079
Professional summary
Virginia E. Havens, who also goes by VIrginia Chavez Escobedo, Virginia E Havens, Virginia Escobedo Havens, is a registered financial advisor currently at MINISTRY PARTNERS SECURITIES, LLC located in Brea, California.
Virginia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Virginia has worked at 3 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Biography
Mrs. Havens serves as the Manager of Sales Support at Ministry Partners Securities and has been with the company since 2012. Prior to that, she worked at Strongtower Financial and Merrill Lynch, a career that has spanned over fifteen years. She holds FINRA Series 7, 66, and 99 licenses.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Virginia Chavez Escobedo | Virginia E Havens | Virginia Escobedo Havens
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Virginia E. Havens's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Virginia E. Havens's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 2, 2014 - Present
MINISTRY PARTNERS SECURITIES, LLC
Office #1: One Pointe Dr, Suite 205, Brea, CA 92821Office #2: One Pointe Dr., Suite 205, Brea, CA 92821Office #3: One Pointe Dr., Suite 205, Brea, CA 92821RIA
BD
CRD#: 154349
Brea, CA
Current
March 9, 2012 - Present
MINISTRY PARTNERS SECURITIES, LLC
Office #1: One Pointe Dr Suite 205, Brea, CA 92821Office #2: One Pointe Dr, Suite 205, Brea, CA 92821Office #3: One Pointe Dr., Suite 205, Brea, CA 92821RIA
BD
CRD#: 154349
Brea, CA
Past
November 27, 2006 - December 10, 2011
STRONGTOWER FINANCIAL, INC.
BD
CRD#: 35504
FRESNO, CA
Past
October 6, 2005 - February 1, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
FRESNO, CA
Past
September 9, 2005 - February 1, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
FRESNO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/28/2021)
RR
California(3/9/2012)
IAR
California(6/2/2014)
RR
Colorado(3/9/2012)
RR
District of Columbia(7/26/2024)
RR
Florida(10/5/2016)
RR
Georgia(3/9/2012)
RR
Idaho(1/5/2023)
RR
Illinois(3/21/2017)
RR
Nevada(3/3/2017)
RR
Ohio(3/12/2012)
RR
Pennsylvania(4/11/2017)
RR
South Carolina(8/16/2019)
RR
Washington(4/28/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MP
MINISTRY PARTNERS SECURITIES, LLC
LYON WEALTH ADVISORY, LLC | MINISTRY PARTNERS SECURITIES, LLC
CRD#: 154349 / SEC#: , 8-68628
California
Registered Investment Advisory firm - SEC (7/10/2013 Approved)Idaho
Registered Investment Advisory firm - SEC (12/12/2022 Approved)Illinois
Registered Investment Advisory firm - SEC (3/20/2020 Approved)Oregon
Registered Investment Advisory firm - SEC (3/29/2018 Approved)Tennessee
Registered Investment Advisory firm - SEC (2/18/2025 Approved)Texas
Registered Investment Advisory firm - SEC (5/15/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
One Pointe Dr Suite 205, Brea, CA 92821
Mailing Address
340 North Westlake Blvd Suite 160, Westlake Village, CA 91362
Phone number
(714) 671-5720
Established
Delaware since 04/27/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
6
FINRA licenses (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 115 |
| AUM (Assets Under Management) | $ 15,166,934 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
MINISTRY PARTNERS SECURITIES, LLC
Manager, Sales Support of Wealth ManagementCRD#: 154349Brea, CA 92821TRUST BUT VERIFY
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