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KA

Kenneth W. Allen

COMCAP HOLDINGS LLC
SAN JUAN, PR 00909
Some features on this profile are disabled
CRD#: 4995164
KA

Professional summary

Kenneth William Allen, who also goes by Ken Allen, is a registered financial professional currently at COMCAP HOLDINGS LLC located in San Juan, .

Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2005. Kenneth has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ken Allen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth William Allen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 31, 2025 - Present

COMCAP HOLDINGS LLC

Office #1: 1666 Ave Ponce De Leon, San Juan, PR 00909
BD
CRD#: 283514
SAN JUAN, PR
Past

August 9, 2022 - April 9, 2024

KPMG CORPORATE FINANCE LLC

BD
CRD#: 103973
Boston, MA
Past

August 28, 2015 - March 29, 2019

PJT PARTNERS LP

BD
CRD#: 171058
BOSTON, MA
Past

June 26, 2007 - October 1, 2015

BLACKSTONE SECURITIES PARTNERS L.P.

BD
CRD#: 17917
BOSTON, MA
Past

August 18, 2005 - June 21, 2007

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Puerto Rico
(3/31/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 2/6/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/17/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/7/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CH
COMCAP HOLDINGS LLC
COMCAP HOLDINGS LLC | COMCAP LLC

CRD#: 283514 / SEC#: , 8-69759

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1666 Ave Ponce De Leon, San Juan, PR 00909
Mailing Address
11816 Inwood Rd Pmb 7024, Dallas, TX 75244
Phone number
(415) 235-8270
Established
Puerto Rico since 04/06/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BOHLIG, ARON MATTHEWPRESIDENT/CEO/CCO/MANAGING MEMBER4583221
JUILIANO, COLLEEN JANEFINOP4818898

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMCAP HOLDINGS LLC

CRD#: 283514San Juan, PR 00909

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