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CE

Cortner D. Escherich

EQT PARTNERS BD
Radnor, PA 19087
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CRD#: 4994665
CE

Professional summary


Cortner Deuel Escherich, who also goes by Cort Dhuvel Escherich, is a registered financial professional currently at EQT PARTNERS BD, LLC located in Radnor, Pennsylvania.

Cortner is registered as a RR (Registered Representative) and started their career in finance in 2005. Cortner has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Cort Dhuvel Escherich

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Cortner Deuel Escherich's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 15, 2024 - Present

EQT PARTNERS BD, LLC

Office #1: Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087
BD
CRD#: 322826
Radnor, PA
Past

December 4, 2023 - August 21, 2024

TPG CAPITAL BD, LLC

BD
CRD#: 143876
FORT WORTH, TX
Past

June 24, 2011 - February 21, 2019

PIMCO INVESTMENTS LLC

BD
CRD#: 154957
NEWPORT BEACH, CA
Past

November 5, 2010 - June 15, 2011

UBS ASSET MANAGEMENT (AMERICAS) LLC

RIA
CRD#: 106838
NEW YORK, NY
Past

August 4, 2008 - June 15, 2011

UBS ASSET MANAGEMENT (US) INC.

BD
CRD#: 583
CHICAGO, IL
Past

May 1, 2008 - October 6, 2010

UBS ASSET MANAGEMENT (US) INC.

RIA
CRD#: 583
CHICAGO, IL
Past

July 26, 2005 - December 4, 2007

CERTUITY, LLC

RIA
CRD#: 129505
EL SEGUNDO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(10/15/2024)
RR
Alaska
(10/15/2024)
RR
Arizona
(10/15/2024)
RR
Arkansas
(10/15/2024)
RR
California
(10/15/2024)
RR
Colorado
(10/15/2024)
RR
Connecticut
(10/15/2024)
RR
Delaware
(10/15/2024)
RR
District of Columbia
(10/15/2024)
RR
Florida
(10/15/2024)
RR
Georgia
(10/15/2024)
RR
Hawaii
(10/15/2024)
RR
Idaho
(10/15/2024)
RR
Illinois
(10/15/2024)
RR
Indiana
(10/15/2024)
RR
Iowa
(10/15/2024)
RR
Kansas
(10/15/2024)
RR
Kentucky
(10/15/2024)
RR
Louisiana
(10/15/2024)
RR
Maine
(10/15/2024)
RR
Maryland
(10/15/2024)
RR
Massachusetts
(10/15/2024)
RR
Michigan
(10/15/2024)
RR
Minnesota
(10/15/2024)
RR
Mississippi
(10/15/2024)
RR
Missouri
(10/15/2024)
RR
Montana
(10/15/2024)
RR
Nebraska
(10/15/2024)
RR
Nevada
(10/15/2024)
RR
New Hampshire
(10/15/2024)
RR
New Jersey
(10/15/2024)
RR
New Mexico
(10/15/2024)
RR
New York
(10/15/2024)
RR
North Carolina
(10/15/2024)
RR
North Dakota
(10/15/2024)
RR
Ohio
(10/16/2024)
RR
Oklahoma
(10/15/2024)
RR
Oregon
(10/15/2024)
RR
Pennsylvania
(10/15/2024)
RR
Puerto Rico
(10/15/2024)
RR
Rhode Island
(10/15/2024)
RR
South Carolina
(10/15/2024)
RR
South Dakota
(10/15/2024)
RR
Tennessee
(10/15/2024)
RR
Texas
(10/15/2024)
RR
Utah
(10/15/2024)
RR
Vermont
(10/15/2024)
RR
Virgin Islands
(10/15/2024)
RR
Virginia
(10/15/2024)
RR
Washington
(10/15/2024)
RR
West Virginia
(10/15/2024)
RR
Wisconsin
(10/15/2024)
RR
Wyoming
(10/15/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 12/20/2023
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/4/2023
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


EP
EQT PARTNERS BD, LLC
EQT PARTNERS BD, LLC | EQTE BROKERAGE LLC

CRD#: 322826 / SEC#: , 8-70966

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087
Mailing Address
Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087
Phone number
(484) 531-7456
Established
Delaware since 07/28/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
EQT EXETER HOLDINGS US INC.SOLE MEMBER
BREEN, BARRY EAMONCHIEF COMPLIANCE OFFICER, SECRETARY, DIRECTOR
GAUR, ALOKCHIEF EXECUTIVE OFFICER & DIRECTOR4693996
HOUSHMAND, ALIDIRECTOR4980374
RUTITSKIY, DMITRIYFINOP/PFO/POO6117665

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EQT PARTNERS BD, LLC

CRD#: 322826Radnor, PA 19087

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