SY
Sidney W. Yeomans
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
Bonita Springs, FL 34135
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CRD#: 4994117
SY
Professional summary
Sidney Wayne Yeomans is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Bonita Springs, Florida and LASALLE ST SECURITIES, L.L.C. located in Bonita Springs, Florida.
Sidney is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Sidney has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PROFESSOR - TRINITY INTERNATIONAL UNIVERSITY, NOT INVESTMENT RELATED. 20 HOURS A MONTH, 2 DURING TRADING HOURS; GOOD SENSE NFP - 1/14/11. CRYSTAL LAKE, IL. A NOT-FOR-PROFIT ORG. CHARITY NOT INVESTMENT RELATED. 20HR/WK, 1 OF THEM DURING TRADING HRS. NO COMPENSATION; STEWARDSHIP FINANCIAL LLC - CRYSTAL LAKE, IL. START 7/2010. HOLDING LLC COMPANY FOR COMMISSIONS, TAX PURPOSES, NOT INVESTMENT RELATED; FIXED INSURANCE; LASALLE ST INVESTMENT ADVISORS, LLC - RIA; CRGS LLC- PARTNERSHIP BETWEEN GOOD SENSE AND CROSSROADS CHURCH;
CRS (Client Relationship Summary) - RIA
Click below to view Sidney Wayne Yeomans's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 3, 2013 - Present
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
Office #1: 9134 Isla Bella Circle, Bonita Springs, FL 34135RIA
CRD#: 109701
Bonita Springs, FL
Current
April 30, 2010 - Present
LASALLE ST SECURITIES, L.L.C.
BD
CRD#: 7191
Bonita Springs, FL
Past
May 10, 2010 - December 31, 2012
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
RIA
CRD#: 109701
CRYSTAL LAKE, IL
Past
May 1, 2009 - April 30, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
SOUTH BARRINGTON, IL
Past
July 18, 2005 - April 30, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
SOUTH BARRINGTON, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
RIA
Registered Investment Advisory firm - (2/10/1989 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/6/2019)
RR
Arizona(4/30/2010)
RR
Arkansas(11/28/2014)
RR
California(4/30/2010)
IAR
California(7/18/2018)
RR
Colorado(2/17/2017)
IAR
Connecticut(1/15/2025)
RR
Florida(4/30/2010)
RR
Georgia(4/30/2010)
RR
Hawaii(8/12/2022)
RR
Idaho(7/30/2014)
RR
Illinois(4/30/2010)
IAR
Illinois(12/3/2013)
RR
Indiana(5/31/2011)
IAR
Indiana(10/23/2023)
RR
Iowa(1/4/2023)
RR
Kansas(1/7/2022)
RR
Kentucky(8/31/2023)
RR
Maryland(8/29/2013)
RR
Michigan(4/30/2010)
RR
Minnesota(7/31/2024)
RR
Missouri(1/4/2023)
RR
Nevada(5/24/2018)
RR
New Hampshire(8/29/2022)
RR
New York(1/5/2015)
RR
North Carolina(4/30/2010)
RR
Ohio(4/30/2010)
IAR
Ohio(8/30/2017)
RR
Oklahoma(4/30/2010)
RR
Pennsylvania(4/30/2010)
RR
South Carolina(10/5/2011)
RR
Tennessee(12/14/2010)
RR
Texas(3/30/2011)
RR
Virginia(8/3/2022)
RR
Washington(8/17/2012)
RR
West Virginia(11/30/2020)
RR
Wisconsin(4/30/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
RIA
Registered Investment Advisory firm - (2/10/1989 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
940 N. Industrial Dr., Elmhurst, IL 60126-1131
Mailing Address
Phone number
(630) 600-0500
Established
Firm type
Fiscal year end
# of Employees
144
SEC notice filing (46 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,941 |
| AUM (Assets Under Management) | $ 4,346,509,887 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
