Patrick S. Whalen
WHALEN FINANCIAL PLANNING
Los Angeles, CA 90066
Some features on this profile are disabled
CRD#: 4993747
Professional summary
Patrick S Whalen, CFP® is a registered financial advisor currently at WHALEN FINANCIAL PLANNING located in Los Angeles, California.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Patrick has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Certifications and Academic Credentials:
CFP® professional since 2005
CTFA (Certified Trust and Fiduciary Advisor)
Graduated with honors from the Marshall School of Business at USC
Graduated with honors from Cannon Financial Institute Trust School
To learn more, please visit my website using the link below.
https://whalenfinancialplanning.com/
Question & Answer
What are your service offerings?
Life Transitions
Comprehensive Financial Planni...
Retirement Planning
Inheritance
Estate Planning
Tax Planning
Investment Planning
Retirement Income Management
Do you have an area of expertise or specialization?
AUM
Estate & Generational Planning...
Hourly
Investment Advice with Ongoing...
Investment Advice without Ongo...
Retirement Plan Investment Adv...
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Patrick Whalen holds California Insurance Licenses which may be used for the sale of the following types of insurance policies: accident and health, life only and variable contracts. The aforementioned California Insurance Licenses are all scheduled to expire on October 31st of 2017 and will not be renewed by Patrick Whalen. Patrick Whalen does not currently sell insurance products and will not be receiving insurance commissions from anyone, including clients of WFP. This activity accounts for 0% of his time.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick S Whalen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
September 22, 2017 - Present
WHALEN FINANCIAL PLANNING
Office #1: 13101 W. Washington Blvd Suite 237, Los Angeles, CA 90066RIA
CRD#: 289431
Los Angeles, CA
Past
May 22, 2008 - February 8, 2017
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
EL SEGUNDO, CA
Past
February 6, 2007 - February 3, 2017
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
EL SEGUNDO, CA
Past
September 8, 2005 - July 5, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LOS ANGELES, CA
Past
August 4, 2005 - July 5, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
LOS ANGELES, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/22/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WHALEN FINANCIAL PLANNING
PATRICK STEVEN WHALEN D/B/A WHALEN FINANCIAL PLANNING | WHALEN, PATRICK STEVEN | WHALEN FINANCIAL PLANNING
CRD#: 289431 / SEC#:
California
Registered Investment Advisory firm - (9/22/2017 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
13101 W. Washington Blvd Suite 237, Los Angeles, CA 90066
Mailing Address
Phone number
(424) 258-4398
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 883,678 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
