Fuad Arnouk
Professional summary
Fuad Arnouk, who also goes by Fuad I Arnouk, Fuad Issam Arnouk, is a registered financial professional currently at STONEX FINANCIAL INC. located in New York, New York.
Fuad is registered as a RR (Registered Representative) and started their career in finance in 2006. Fuad has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Fuad Arnouk's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2021 - Present
STONEX FINANCIAL INC.
Office #1: 230 Park Avenue 10th Floor, New York, NY, 10169April 5, 2016 - August 10, 2021
CANTOR FITZGERALD & CO.
June 9, 2015 - March 21, 2016
OPPENHEIMER & CO. INC.
January 2, 2014 - June 10, 2015
T3 TRADING GROUP, LLC
November 5, 2007 - May 15, 2012
NASDAQ CAPITAL MARKETS ADVISORY LLC
November 5, 2007 - May 15, 2012
NASDAQ EXECUTION SERVICES, LLC
July 17, 2006 - August 30, 2007
OPUS TRADING FUND LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/11/2021)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/17/2007
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 75 |
Red Flags
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