Ross L. Rosenquist
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ross Louis Rosenquist was a registered financial professional .
Ross is a previously registered financial professional and started their career in finance in 2006. Ross had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2010 - August 5, 2013
PRAIRIE CAPITAL MANAGEMENT, LLC
August 9, 2010 - August 5, 2013
UMB FINANCIAL SERVICES, INC.
January 2, 2008 - August 2, 2010
PRAIRIE CAPITAL MANAGEMENT LLC
August 1, 2006 - December 31, 2007
PRAIRIE CAPITAL MANAGEMENT INC
April 28, 2006 - August 2, 2010
GEORGE K. BAUM & COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
PRAIRIE CAPITAL MANAGEMENT, LLC
CRD#: 153588 / SEC#: 801-71609
Contact information
Red Flags
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