EC
Elizabeth L. Clark
HERITAGE FINANCIAL LLC
GAINESVILLE, VA 20155
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CRD#: 4993390
EC
Professional summary
Elizabeth Lannon Clark, who also goes by Beth Clark, Elizabeth Hutchinson, Elizabeth Lannon Hutchison, is a registered financial advisor currently at HERITAGE FINANCIAL LLC located in Gainesville, Virginia.
Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Elizabeth has worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Beth Clark | Elizabeth Hutchinson | Elizabeth Lannon Hutchison
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Intelligent Back Office Solutions, LLC not investment-related private residence in Front Royal, VA simplified solutions for business transitions Member 04/13/2024 10 hours per week 0 hours during trading Responsible for all business filings and financial records.
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Lannon Clark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 20, 2016 - Present
HERITAGE FINANCIAL LLC
Office #1: 7001 Heritage Village Plaza Suite 190, Gainesville, VA 20155RIA
CRD#: 285149
GAINESVILLE, VA
Past
December 15, 2015 - December 31, 2017
THE STRATEGIC FINANCIAL ALLIANCE, INC.
BD
CRD#: 126514
GAINESVILLE, VA
Past
April 26, 2010 - April 14, 2011
OPTIFOUR INTEGRATED WEALTH MANAGEMENT, LLC
RIA
CRD#: 115991
MCLEAN, VA
Past
April 3, 2009 - April 1, 2011
PACIFIC WEST SECURITIES, INC.
BD
CRD#: 6390
MCLEAN, VA
Past
December 8, 2006 - January 2, 2008
AMERICAN FAMILY SECURITIES, LLC
BD
CRD#: 104433
WICHITA, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HERITAGE FINANCIAL LLC
HERITAGE FINANCIAL LLC | HERITAGE FINANCIAL, LLC
CRD#: 285149 / SEC#: 801-114336
RIA
Registered Investment Advisory firm - (11/26/2018 Approved)District of Columbia
Registered Investment Advisory firm - (12/7/2018 Terminated)Florida
Registered Investment Advisory firm - (12/7/2018 Terminated)Louisiana
Registered Investment Advisory firm - (12/20/2018 Terminated)Maryland
Registered Investment Advisory firm - (12/27/2018 Terminated)North Carolina
Registered Investment Advisory firm - (12/10/2018 Terminated)Texas
Registered Investment Advisory firm - (12/7/2018 Terminated)Virginia
Registered Investment Advisory firm - (12/12/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/27/2022)
IAR
Virginia(10/20/2016)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HF
HERITAGE FINANCIAL LLC
HERITAGE FINANCIAL LLC | HERITAGE FINANCIAL, LLC
CRD#: 285149 / SEC#: 801-114336
RIA
Registered Investment Advisory firm - (11/26/2018 Approved)District of Columbia
Registered Investment Advisory firm - (12/7/2018 Terminated)Florida
Registered Investment Advisory firm - (12/7/2018 Terminated)Louisiana
Registered Investment Advisory firm - (12/20/2018 Terminated)Maryland
Registered Investment Advisory firm - (12/27/2018 Terminated)North Carolina
Registered Investment Advisory firm - (12/10/2018 Terminated)Texas
Registered Investment Advisory firm - (12/7/2018 Terminated)Virginia
Registered Investment Advisory firm - (12/12/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7001 Heritage Village Plaza Suite 190, Gainesville, VA 20155
Mailing Address
Phone number
(703) 754-1233
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,380 |
| AUM (Assets Under Management) | $ 334,741,601 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
