Jeffrey D. Lamb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey David Lamb, who also goes by David Lamb, Jeffrey David Lamb Jr, Jeffrey David Lamb, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2005. Jeffrey had worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2023 - January 5, 2026
FINALIS SECURITIES LLC
November 2, 2020 - October 10, 2022
CITIGROUP GLOBAL MARKETS INC.
October 5, 2016 - November 25, 2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED
November 13, 2014 - March 15, 2016
PIPER SANDLER & CO.
November 9, 2010 - October 24, 2014
WOODSIDE CAPITAL SECURITIES LLC
March 24, 2009 - November 12, 2009
RUTBERG & COMPANY, LLC
November 3, 2005 - January 11, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
October 18, 2005 - January 11, 2006
IDS LIFE INSURANCE COMPANY
October 18, 2005 - January 11, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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