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Robert Jeffery Corne

CRD# 4993108·Registered 2005 - 2018
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Jeffery Corne was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 2005 - 2018. Robert had worked at 7 firms and has passed the SIE, Series 7, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

Past

GLOBAL FINANCIAL SERVICES, L.L.C.Past·CRD# 35699
BD
Houston, TX
May 13, 2016 - June 1, 2018
SANDERS MORRIS LLCPast·CRD# 20580
BD
Houston, TX
April 29, 2016 - March 3, 2017
STONEX SECURITIES INC.Past·CRD# 18456
BD
Birmingham, AL
October 14, 2015 - April 28, 2016
INTL CUSTODY & CLEARING SOLUTIONS INC.Past·CRD# 23952
BD
Birmingham, AL
October 14, 2015 - April 28, 2016
STERNE, AGEE & LEACH, INC.Past·CRD# 791
BD
Birmingham, AL
December 11, 2013 - April 28, 2016
B. RILEY WEALTH MANAGEMENTPast·CRD# 2543
BD
Memphis, TN
November 30, 2009 - December 3, 2013
HOWE BARNES HOEFER & ARNETT, INC.Past·CRD# 2240
BD
Chicago, IL
August 15, 2005 - December 10, 2009

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Current Firm

GF
GLOBAL FINANCIAL SERVICES, L.L.C.

GLOBAL FINANCIAL SERVICES, INC. | GLOBAL FINANCIAL SERVICES, LLC | GLOBAL FINANCIAL SERVICES, L.L.C.

CRD#: 35699 / SEC#: 8-46866
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

1330 Post Oak Blvd. Ste 2100, Houston, TX 77056-3019

Mailing Address

1330 Post Oak Blvd Ste 2100, Houston, TX 77056-3019

Phone Number

(713) 968-0400

Established

Texas since 12/20/1994

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (26 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GFS HOLDINGS, LLCMEMBER—
CATHRINER, WILLIAM WALTER IICHIEF COMPLIANCE OFFICER1686950
CHAPA, GERARDO ARTUROMANAGING DIRECTOR1451790
GUNZENHAUSER, RADFORD MICHAELFINANCIAL OPERATIONS PRINCIPAL7253452
IBARRA, JORGE EDUARDOCHIEF OPERATING OFFICER3079569
MEDRANO, DILIA ELIZABETHCOMPLIANCE REGISTERED OPTIONS PRINCIPAL4626600
TELLEZ, ALFREDOSENIOR VICE PRESIDENT & DIRECTOR2616322
VILLARREAL GUERRA, VICTOR MANUELDIRECTOR5310319

Disclosures

Regulatory Event

6

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jun 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2015About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2015About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 2005About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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