James S. Jankoski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Scott Jankoski was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2006. James had worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 79, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2018 - May 19, 2023
KKR CAPITAL MARKETS LLC
March 6, 2013 - September 8, 2014
CREDIT SUISSE SECURITIES (USA) LLC
July 5, 2011 - February 28, 2013
MORGAN STANLEY & CO. LLC
June 16, 2009 - August 28, 2009
CREDIT SUISSE SECURITIES (USA) LLC
May 18, 2009 - August 28, 2009
CREDIT SUISSE SECURITIES (USA) LLC
June 6, 2008 - September 10, 2008
MAXIM GROUP LLC
April 20, 2006 - August 7, 2007
MAXIM GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 4/4/2019
Investment Banking Registered Representative ExaminationSeries 55
Date: 2/6/2007
Limited Representative-Equity Trader ExamCurrent Firm
KKR CAPITAL MARKETS LLC
CRD#: 143571 / SEC#: , 8-67578
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KKR CAPITAL MARKETS HOLDINGS L.P. | SOLE MEMBER | |
| KNOX, JOHN JOSEPH | PRINCIPAL FINANCIAL OFFICER | 2605046 |
| KNOX, JOHN JOSEPH | CHIEF FINANCIAL OFFICER, FINANCIAL/ OPERATIONS PRINCIPAL | 2605046 |
| KNOX, JOHN JOSEPH | PRINCIPAL OPERATING OFFICER | 2605046 |
| MOGELOF, ERIC JAY | HEAD OF CLIENT PARTNER GROUP | 4558632 |
| SCHWARTZ, JEFFREY I. | CHIEF COMPLIANCE OFFICER | 4961301 |
| SMITH, ADAM | CHIEF EXECUTIVE OFFICER | 5748435 |
| THOMPSON, WILLIAM CADE | CHIEF OPERATING OFFICER | 4566364 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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