Deidre M. Fernald
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Clearwater, FL 33759
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CRD#: 4992600
Professional summary
Deidre Mae Fernald, CFP®, who also goes by Deidre Mae Forster, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Clearwater, Florida and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Clearwater, Florida.
Deidre is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Deidre has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Deidre Mae Forster
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DEIDRE FERNALD, 680 Main St, Dunedin FL 34698, United States, 09/28/2024, Board Member, Networking , NIR, 10/MO - 2/Trading 2. MJF GRADING, 1413 S Hillcrest Ave, Clearwater FL 33756, United States, 09/28/2024, Partner, Administrative, NIR, 10/MO - 10/Trading 3. FERN FINANCIAL PLANNING LLC, 1413 S Hillcrest Ave, Clearwater FL 33756, United States, 09/28/2024, IAR, INV REL, 1/MO - 1/Trading 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 10/2024 5. FERN FINANCIAL PLANNING, 2627 McCormick Dr, Ste 101A, Clearwater FL 33759, 07/2025, Owner, Retail Sales/Distribution, NIR, 3 HR/MO, 3 HR/MO TRADING. 6. MJF Grading, 1527 Kurt Lane, Clearwater FL 33764, United States, 09/2024, Owner, Owner/Partner of a Business Entity, Not Investment Related, 10 HR/MO, 10 HR/MO Trading
CRS (Client Relationship Summary) - RIA
Click below to view Deidre Mae Fernald's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
October 28, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 2627 Mccormick Dr. Ste. 101a, Clearwater, FL 33759RIA
CRD#: 134139
Clearwater, FL
Current
October 24, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 2627 Mccormick Drive Suite 101a, Clearwater, FL 33759-1036BD
CRD#: 39543
CLEARWATER, FL
Past
July 24, 2020 - October 24, 2024
CAPITAL ANALYSTS
RIA
CRD#: 162200
St. Petersburg, FL
Past
July 22, 2020 - October 24, 2024
LINCOLN INVESTMENT
RIA
CRD#: 519
St. Petersburg, FL
Past
July 21, 2020 - October 24, 2024
LINCOLN INVESTMENT
BD
CRD#: 519
St. Petersburg, FL
Past
September 11, 2007 - July 22, 2020
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
CLEARWATER, FL
Past
September 10, 2007 - July 22, 2020
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
Largo, FL
Past
November 22, 2005 - August 30, 2007
T. ROWE PRICE ADVISORY SERVICES, INC.
RIA
CRD#: 108958
TAMPA, FL
Past
August 17, 2005 - August 30, 2007
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/24/2024)
IAR
Florida(10/28/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Clearwater, FL 33759TRUST BUT VERIFY
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