Todd N. Smith
Professional summary
Todd Nathaniel Smith MR., who also goes by Todd Nathaniel Smith, Todd Smith, is a registered financial professional currently at PIMCO INVESTMENTS LLC located in Miami, Florida.
Todd is registered as a RR (Registered Representative) and started their career in finance in 2005. Todd has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Todd Nathaniel Smith MR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2020 - Present
PIMCO INVESTMENTS LLC
Office #1: 600 Brickell Avenue 21st Floor, Miami, FL 33131March 27, 2019 - September 30, 2020
STARWOOD CAPITAL, L.L.C.
July 28, 2015 - April 3, 2018
DWS DISTRIBUTORS, INC.
April 23, 2007 - July 6, 2015
BLACKROCK FINANCIAL MANAGEMENT, INC
March 23, 2007 - July 6, 2015
BLACKROCK INVESTMENTS, LLC
August 3, 2005 - March 5, 2007
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2026)
(8/29/2023)
(10/15/2020)
(10/15/2020)
(1/9/2026)
(1/9/2026)
(4/25/2024)
Exams
FINRA
Current Firm
PIMCO INVESTMENTS LLC
CRD#: 154957 / SEC#: , 8-68686
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | SOLE MEMBER | 104559 |
| BENTLEY, JAMES DANIEL | MANAGER, BOARD OF MANAGERS | 5138093 |
| BURG, ANTHONY ALAN | TREASURER | 6005184 |
| FERRARI, DAVID RICHARD | PRINCIPAL FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL | 6004690 |
| HALL, GREGORY WESTON | PRINCIPAL EXECUTIVE OFFICER & CHAIRMAN, BOARD OF MANAGERS | 3111343 |
| MURPHY, JORDAN MITCHELL | CHIEF COMPLIANCE OFFICER | 4221561 |
| OGLESBY, SARAH JANE | SECRETARY | 7676855 |
| PITTERS, CALEB JOSEPH ALEXANDER JR | MANAGER, BOARD OF MANAGERS | 3198603 |
| SUTHERLAND, ERIC MICHAEL | PRESIDENT & MANAGER, BOARD OF MANAGERS | 1724744 |
| THOMAS, MARK GARETH | HEAD OF BUSINESS MANAGEMENT | 2923871 |
| WHITTAKER, MEGAN HAYES | AML COMPLIANCE OFFICER | 6442805 |
| WHITTEN, CANDICE STACK | MANAGER, BOARD OF MANAGERS | 4460452 |
Red Flags
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