Federico R. Hernandez
Professional summary
Federico Rafael Hernandez was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Federico Rafael Hernandez was a registered financial professional .
Federico is a previously registered financial professional and started their career in finance in 2005. Federico had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2005 - July 27, 2012
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
September 21, 2005 - July 27, 2012
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
CRD#: 13042 / SEC#: , 8-28475
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 43 |
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