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RD

Richard F. Dulisse

LIBUCKI & CO.
Collingswood, NJ 08108
Some features on this profile are disabled
CRD#: 4991848
RD

Professional summary

Richard Francis Dulisse, who also goes by Richard Dulisse, is a registered financial professional currently at LIBUCKI & CO., LLC located in Collingswood, New Jersey.

Richard is registered as a RR (Registered Representative) and started their career in finance in 2006. Richard has worked at 2 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Richard Dulisse

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Francis Dulisse's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 20, 2008 - Present

LIBUCKI & CO., LLC

Office #1: 1101 Haddon Ave, Collingswood, NJ 08108
BD
CRD#: 123066
Collingswood, NJ
Past

February 1, 2006 - October 9, 2007

US TIGER SECURITIES, INC.

BD
CRD#: 120583
PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/5/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 10/3/2024
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/24/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Texas, Inc.

Current Firm

L&
LIBUCKI & CO., LLC
LIBUCKI & CO., LLC

CRD#: 123066 / SEC#: , 8-65563

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
1101 Haddon Avenue, Collingswood, NJ 08108
Mailing Address
1101 Haddon Ave, Collingswood, NJ 08108
Phone number
(856) 833-0310
Established
Pennsylvania since 08/27/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
LIBUCKI, DEBORAH ANNMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER
DEBORAH A. LIBUCKI IRREVOCABLE TRUST F/B/O ALEXA M. LIBUCKIMEMBER
DEBORAH A. LIBUCKI IRREVOCABLE TRUST F/B/O ASHLEE E. LIBUCKIMEMBER
CHIAVERELLI, ANTHONY THOMASCFO/FINOP2322324
HENGY, JOHN JOSEPHTRUSTEE, DEBORAH A. LIBUCKI IRREVOCABLE TRUST F/B/O ALEXA M. LIBUCKI7699510
HENGY, JOHN JOSEPHTRUSTEE, DEBORAH A. LIBUCKI IRREVOCABLE TRUST F/B/O ASHLEE E. LIBUCKI7699510
LIBUCKI, EDWARD JOSEPH JR.TRUSTEE, DEBORAH A. LIBUCKI IRREVOCABLE TRUST F/B/O ASHLEE E. LIBUCKI5077707
LIBUCKI, EDWARD JOSEPH JR.TRUSTEE, DEBORAH A. LIBUCKI IRREVOCABLE TRUST F/B/O ALEXA M. LIBUCKI5077707

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

LIBUCKI & CO., LLC

CRD#: 123066Collingswood, NJ 08108

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