Ismail R. Hammami
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ismail Rafik Hammami, CFA was a registered financial professional .
Ismail is a previously registered financial professional and started their career in finance in 2006. Ismail had worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2022 - March 7, 2025
PEP ADVISORY LLC
May 16, 2014 - May 2, 2018
DEUTSCHE BANK SECURITIES INC.
November 13, 2012 - May 2, 2014
WELLS FARGO SECURITIES, LLC
August 20, 2010 - November 5, 2012
INVESCO ADVISERS, INC.
August 19, 2010 - November 5, 2012
INVESCO DISTRIBUTORS, INC.
October 28, 2009 - July 26, 2010
EDWARD JONES
January 13, 2006 - July 26, 2010
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 2/18/2022
Investment Banking Registered Representative ExaminationCurrent Firm
PEP ADVISORY LLC
CRD#: 166636 / SEC#: , 8-69224
Contact information
FINRA licenses (25 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
