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AS

Anthony Thomas Swiderski

PROSPERITY CAPITAL ADVISORS
Alachua, FL
·CRD# 4991243·21 years experience

Professional Summary

Anthony Thomas Swiderski is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Alachua, Florida. Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Anthony has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

PROSPERITY CAPITAL ADVISORS·CRD# 156480
RIA
13500 Progress Blvd., Alachua, FL 32615
October 22, 2025 - Present
LPL FINANCIAL LLC·CRD# 6413
RIA
Orlando, FL
June 12, 2006 - June 9, 2015
LPL FINANCIAL LLC·CRD# 6413
BD
Orlando, FL
June 1, 2006 - June 9, 2015
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Orlando, FL
October 17, 2005 - May 19, 2006
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Orlando, FL
October 6, 2005 - May 19, 2006

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Current Firm

PC
PROSPERITY CAPITAL ADVISORS

C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - SEC (3/22/2011 Approved)

Contact Information

Main Address

30400 Detroit Road Suite 201, Westlake, OH 44145

Phone Number

(888) 240-0064

# of Employees

244

SEC notice filing (42 States and Territories)

Registered to provide investment advisory services in 42 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PCA PART 2A 2026 (3/23/2026)

Regulatory Assets Under Management

Total Number of Accounts

16,541

AUM (Assets Under Management)

$4,385,706,161

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS

C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - SEC (3/22/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(10/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2025About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Oct 2005About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2005About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Anthony Thomas Swiderski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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