Anthony Thomas Swiderski
Professional Summary
Anthony Thomas Swiderski is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Alachua, Florida. Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Anthony has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
ACT ADVISORS
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SLATEN WEALTH MANAGEMENT
WELLS FARGO CLEARING SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
ACT ADVISORS
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SLATEN WEALTH MANAGEMENT
WELLS FARGO CLEARING SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
ACT ADVISORS
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SLATEN WEALTH MANAGEMENT
WELLS FARGO CLEARING SERVICES, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
ACT ADVISORS
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SLATEN WEALTH MANAGEMENT
WELLS FARGO CLEARING SERVICES, LLC
Years of Experience
21 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
ACT ADVISORS
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SLATEN WEALTH MANAGEMENT
WELLS FARGO CLEARING SERVICES, LLC
Current Firm
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
Contact Information
Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145Phone Number
(888) 240-0064# of Employees
244SEC notice filing (42 States and Territories)
Registered to provide investment advisory services in 42 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
16,541AUM (Assets Under Management)
$4,385,706,161Similar Advisors
ACT ADVISORS
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SLATEN WEALTH MANAGEMENT
WELLS FARGO CLEARING SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
ACT ADVISORS
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SLATEN WEALTH MANAGEMENT
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
State Registrations and Notice Filings
(10/22/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
ACT ADVISORS
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SLATEN WEALTH MANAGEMENT
WELLS FARGO CLEARING SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Thomas Swiderski's CRS (Customer Relationship Summary).
Similar Advisors
ACT ADVISORS
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SLATEN WEALTH MANAGEMENT
WELLS FARGO CLEARING SERVICES, LLC