Jason R. Duguay
FLAGSHIP HARBOR ADVISORS
MEDWAY, MA 02053
Some features on this profile are disabled
CRD#: 4991208
Professional summary
Jason Ryan Duguay, CFP®, who also goes by Jason R Duguay, is a registered financial advisor currently at FLAGSHIP HARBOR ADVISORS, LLC located in Medway, Massachusetts and LPL FINANCIAL LLC located in Medway, Massachusetts.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jason has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Estate Planning
Comprehensive Financial Planni...
Tax Planning
Employee and Employer Plan Ben...
Insurance Planning
Retirement Planning
Investment Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Jason R Duguay
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 12/06/2013: Flagship Harbor Advisors, LLC - Registered Investment Advisor - DBA: (Hybrid) Flagship Harbor Advisors, LLC - Investment Related - At Reported Business Location(s) - 50% Time Spent - I provide investment advisory services through Flagship Harbor Advisors, an independent investment advisor firm. I started this business activity in December, 2013. I expect to spend approximately 50% of the time spent per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (2) 12/06/2013: Paradigm Private Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 100% Time Spent (3) 12/06/2013: Pinnacle - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - Offering fixed insurance to clients/prospects. Lines of insurance: whole life, term life, universal life, indexed universal life, disability, health care (4) 02/18/2015: Paradigm Tax Consulting - Tax Prep/Accounting/CPA - Investment Related - 90 Summer St, Medway, MA 02053 - Started 02/10/2015 - 8 Hr/Mo; 0 Hours During Securities Trading - Owner of basic tax prep business (5) 06/11/2015: Northeast Brokerage - Non-Variable Insurance - Not Investment Related - Northeast Brokerage, Inc., 867 Main Street, Manchester, CT 06040 - Started 06/01/2015 - 3 Hr/Mo; 0 Hours During Securities Trading (6) 12/09/2021 - Warrior Auto Glass - Not Investment Related - Mobile Business - Rep's Business - Start Date: 11/01/2021 - 16 Hours Per Month/0 Hours During Securities Trading - I will be an investor in the company and assist with structuring and operational issues. (7) 12/03/2024 - Quality Auto Body - Rep's Business - Part Owner - Not Investment Related - 1657 Washington St, Holliston, MA 01746 - Start Date 09/16/2024 - 10 Hours per Month/ 0 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Jason Ryan Duguay's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
December 9, 2013 - Present
FLAGSHIP HARBOR ADVISORS, LLC
Office #1: 165 Main Street Suite 210, Medway, MA 02053RIA
CRD#: 155733
MEDWAY, MA
Current
December 6, 2013 - Present
LPL FINANCIAL LLC
Office #1: 165 Main St Unit 210, Medway, MA 02053RIA
BD
CRD#: 6413
Medway, MA
Past
April 20, 2010 - December 9, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
WELLESLEY, MA
Past
August 28, 2009 - January 4, 2010
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
WESTBOROUGH, MA
Past
April 8, 2008 - July 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BOSTON, MA
Past
April 8, 2008 - July 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BOSTON, MA
Past
March 27, 2008 - April 3, 2008
LPL FINANCIAL LLC
RIA
CRD#: 6413
BOSTON, MA
Past
June 15, 2007 - April 3, 2008
LPL FINANCIAL LLC
BD
CRD#: 6413
BOSTON, MA
Past
September 1, 2005 - October 18, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
EAST HARTFORD, CT
Past
August 19, 2005 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 19, 2005 - October 18, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
EAST HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FH
FLAGSHIP HARBOR ADVISORS, LLC
3MERITUS WEALTH MANAGEMENT | TRESTLEBRIDGE CAPITAL | TINKHAM WEALTH MANAGEMENT | THRIVE WEALTH STRATEGIES | THORNE FINANCIAL PARTNERS | SHEVLIN WEALTH MANAGEMENT | SHEPARD FINANCIAL | SEASHORE FINANCIAL | SCHRUMM FINANCIAL | RISING TIDE CAPITAL | PARKER WEALTH MANAGEMENT | PARADIGM PRIVATE WEALTH | NORTHERN PEAK WEALTH MANAGEMENT | NORTHERN PEAK FINANCIAL | MUNROE MORROW WEALTH MANAGEMENT | MIRICA WEALTH | MCGUIGAN FINANCIAL | MAITLAND FINANCIAL GROUP | LAURENZ FINANCIAL | KEFAUVER FINANCIAL PLANNING & WEALTH MANAGEMENT | KARRIS & CO. | INTEGRITAS FINANCIAL ADVISORS | GOLDSON FINANCIAL | FLAGSHIP HARBOR ADVISORS, LLC | FIELDSTONE WEALTH MANAGEMENT | FENTON FINANCIAL GROUP | CURRENCY CAMP | CONCIERGE WEALTH MANAGEMENT | CHARTHOUSE CAPITAL | BRANDT WEALTH ADVISORS | BERRY MANAGEMENT, LLC | BERGSTRESSER FINANCIAL | AVERY WEALTH MANAGEMENT | ATLAS PRIVATE WEALTH ADVISORS | ARC FINANCIAL | ANDREASEN FINANCIAL
CRD#: 155733 / SEC#: 801-71997
RIA
Registered Investment Advisory firm - (12/8/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/11/2025)
RR
Connecticut(12/6/2013)
RR
Florida(1/16/2024)
RR
Massachusetts(12/6/2013)
IAR
Massachusetts(12/9/2013)
RR
New York(11/5/2015)
RR
North Carolina(1/29/2021)
RR
Rhode Island(12/6/2013)
RR
Texas(8/19/2019)
IAR
Texas(8/30/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FH
FLAGSHIP HARBOR ADVISORS, LLC
3MERITUS WEALTH MANAGEMENT | TRESTLEBRIDGE CAPITAL | TINKHAM WEALTH MANAGEMENT | THRIVE WEALTH STRATEGIES | THORNE FINANCIAL PARTNERS | SHEVLIN WEALTH MANAGEMENT | SHEPARD FINANCIAL | SEASHORE FINANCIAL | SCHRUMM FINANCIAL | RISING TIDE CAPITAL | PARKER WEALTH MANAGEMENT | PARADIGM PRIVATE WEALTH | NORTHERN PEAK WEALTH MANAGEMENT | NORTHERN PEAK FINANCIAL | MUNROE MORROW WEALTH MANAGEMENT | MIRICA WEALTH | MCGUIGAN FINANCIAL | MAITLAND FINANCIAL GROUP | LAURENZ FINANCIAL | KEFAUVER FINANCIAL PLANNING & WEALTH MANAGEMENT | KARRIS & CO. | INTEGRITAS FINANCIAL ADVISORS | GOLDSON FINANCIAL | FLAGSHIP HARBOR ADVISORS, LLC | FIELDSTONE WEALTH MANAGEMENT | FENTON FINANCIAL GROUP | CURRENCY CAMP | CONCIERGE WEALTH MANAGEMENT | CHARTHOUSE CAPITAL | BRANDT WEALTH ADVISORS | BERRY MANAGEMENT, LLC | BERGSTRESSER FINANCIAL | AVERY WEALTH MANAGEMENT | ATLAS PRIVATE WEALTH ADVISORS | ARC FINANCIAL | ANDREASEN FINANCIAL
CRD#: 155733 / SEC#: 801-71997
RIA
Registered Investment Advisory firm - (12/8/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
346 Commercial Street, Boston, MA 02109
Mailing Address
Phone number
(857) 350-4229
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,382 |
| AUM (Assets Under Management) | $ 3,008,478,711 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FLAGSHIP HARBOR ADVISORS, LLC
CRD#: 155733Medway, MA 02053TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
