Constance C. Bolen

TRUIST ADVISORY SERVICES

HOUSTON, TX

CRD#: 4991084

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Professional summary

Constance Chilvers Bolen, who also goes by Connie Chilvers Bolen, Connie Reed Chilvers, Constance R Chilvers, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Houston, Texas and TRUIST INVESTMENT SERVICES, INC. located in Houston, Texas.

Constance is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Constance has worked at 8 firms and has passed the Series 66, SIE, Series 7TO and Series 7 exams.

Aliases

Connie Chilvers Bolen | Connie Reed Chilvers | Constance R Chilvers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Constance Chilvers Bolen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2026 - Present

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

HOUSTON, TX

Current

July 2, 2026 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 1400 Post Oak Blvd Fl 6, Houston, TX 77056

CRD#: 17499

HOUSTON, TX

Past

August 10, 2022 - June 16, 2026

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

BATON ROUGE, LA

Past

August 10, 2022 - June 16, 2026

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

HOUSTON, TX

Past

August 14, 2019 - August 10, 2022

HANCOCK WHITNEY INVESTMENT SERVICES INC.

RIA

CRD#: 40637

BATON ROUGE, LA

Past

June 28, 2019 - August 10, 2022

HANCOCK WHITNEY INVESTMENT SERVICES INC.

CRD#: 40637

NEW ORLEANS, LA

Past

November 17, 2010 - November 18, 2011

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

BATON ROUGE, LA

Past

November 17, 2010 - November 18, 2011

INVEST FINANCIAL CORPORATION

CRD#: 12984

BATON ROUGE, LA

Past

September 13, 2006 - November 24, 2008

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

BATON ROUGE, LA

Past

September 13, 2006 - November 24, 2008

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

BATON ROUGE, LA

Past

December 2, 2005 - July 3, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BATON ROUGE, LA

Past

November 1, 2005 - July 3, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BATON ROUGE, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Louisiana
(7/2/2026)

Texas
(7/2/2026)

IAR

Texas
(7/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/13/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/28/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7TO

Date: 5/23/2019

General Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 10/31/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (12/1/2025)

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (12/1/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Constance C. Bolen

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Constance Chilvers Bolen's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

HANCOCK WHITNEY INVESTMENT SERVICES INC.

HANCOCK WHITNEY INVESTMENT SERVICES INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/13/2019

SIE

Date: 6/28/2019

Series 7TO

Date: 5/23/2019

Series 7

Date: 10/31/2005

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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