Thaddeus J. Berdzik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thaddeus James Berdzik, who also goes by T J Berdzik, Ted J Berdzik, was a registered financial professional .
Thaddeus is a previously registered financial professional and started their career in finance in 2005. Thaddeus had worked at 4 firms and has passed the Series 66, SIE, Series 79, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2016 - December 4, 2017
ALTERNATIVE EXECUTION GROUP
May 4, 2009 - August 10, 2016
STOCKCROSS FINANCIAL SERVICES, INC.
May 1, 2009 - August 10, 2016
STOCKCROSS FINANCIAL SERVICES, INC.
November 26, 2007 - January 15, 2009
SUMMIT SECURITIES GROUP LLC
September 6, 2005 - November 13, 2007
HILL THOMPSON MAGID & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/6/2004
Limited Representative-Equity Trader ExamCurrent Firm
ALTERNATIVE EXECUTION GROUP
CRD#: 167830 / SEC#: , 8-69279
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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