Douglas Robert Reiss

EDWARD JONES

Marlborough, MA · CRD#

LPL FINANCIAL LLC

BOSTON, MA · CRD#

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BURLINGTON, MA · CRD#

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years registered in the securities industry

Current & Past Employments

Current

PARK AVENUE SECURITIES LLCCurrent·CRD# 46173

RIA

BD

160 Gould Street Suite 310, Needham, MA 02494

March 13, 2023 - Present

PARK AVENUE SECURITIES LLCCurrent·CRD# 46173

RIA

BD

160 Gould Street Suite 310, Needham, MA 02494

April 19, 2022 - Present

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Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Current Firm

PA

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC | PARK AVENUE WEALTH MANAGEMENT

CRD#: 46173 / SEC#: 801-58108, 8-51324

RIA

Registered Investment Advisory firm - SEC (11/13/2000 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (1/2/2002 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

10 Hudson Yards, New York, NY 10001

Mailing Address

10 Hudson Yards, New York, NY 10001

Phone Number

+1 (888) 600-4667

Established

Delaware since 08/20/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

2,073

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Part 2 Brochures

PAS FORM ADV REVISED FIRM BROCHURE (6/18/2026)

VESTWISE (6/18/2026)

PARK AVENUE UMA/SMA SELECT AND STRATEGIST SELECT/STRATEGIST SELECT PLUS (6/18/2026)

PARK AVENUE SIGNATURE PORTFOLIO (6/18/2026)

Direct owners and executive officers

Name	Position	CRD#
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	OWNER	—
BOGGS, ALLEN WARREN	HEAD OF PRODUCT & SUPERVISION	4751363
CASWELL, MARIANNE GRACE	PRESIDENT AND ELECTED MEMBER	6424651
DAVARASHVILI, KATE	FINOP/PRINCIPAL FINANCIAL OFFICER.	5642325
DESROCHERS, CARL	ELECTED MEMBER	7807194
GALLO, JOSEPH MICHAEL	CHIEF COMPLIANCE OFFICER	3108044
HERGAN, JOSHUA NEIL	GENERAL COUNSEL	4572643
MAHER, CARLY PRITCHARD	ELECTED MEMBER & HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	4003223
RYNIKER, MICHAEL JOHN	PRINCIPAL OPERATIONS OFFICER	2474604
VECCHI, MEG R	ELECTED MEMBER	4769594

Regulatory Assets Under Management

Total Number of Accounts

82,118

AUM (Assets Under Management)

$19,575,765,851

Disclosures

Regulatory Event

20

Arbitration

3

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/25/2025	Cover Page	Report
01/22/2025	Cover Page	Report
11/15/2023	Cover Page	Report

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Reiss Capital LLC-owner, Nature of Business: set up for GA contract, Start date: 01/01/2026, Address: 52 Mohawk Path Holliston, MA 01746, Duties: ownership, 4 total hours per month; 4 during securities trading hours, Not investment related, 2) Bulfinch Group Charitable Foundation-President, Nature of Business: Charitable Foundation, Start date: 04/01/2026, Address: 160 Gould Street, Suite 310 Needham MA 02494, Duties: President duties, 5 total hours per month; 4 during securities trading hours, Not investment related, 3) Insurance other than Guardian-Independent contractor, Nature of Business: Insurance sales, Start date: 04/01/2026, Address: 160 Gould Street C310 Needham MA 02494, Duties: Insurance other than Guardian 1 total hours per month; 1 during securities trading hours, Investment related, 4) Beth Israel Deaconess Hospital-Board of Trustees, Nature of Business: Hospital board, Start date: 10/01/2026, Address: 111 Lincoln Street Needham, MA, Duties: help drive involvement and participation at the hospital. Help with vision and execution, 4 total hours per month; 2 during securities trading hours, Not investment related, 5) HSR Holdings LLC-owner/officer, Nature of Business: Pass Though for Compensation Purposes, Start date: 04/01/2026, Address: 160 Gould Street Suite 310 Needham, MA 02494, Duties: Officer duties, 1 total hours per month; 1 during securities trading hours, Investment related,

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