Alexis A. Kulick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexis Ann Kulick, who also goes by Alexis Ann Kowalek, Alexis Kowalek, was a registered financial professional .
Alexis is a previously registered financial professional and started their career in finance in 2006. Alexis had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2010 - June 22, 2015
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC
January 5, 2010 - June 22, 2015
DELAWARE DISTRIBUTORS, L.P.
September 8, 2008 - December 31, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
August 20, 2008 - December 31, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
September 26, 2006 - July 23, 2008
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC
CRD#: 152237 / SEC#: 801-70846
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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