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Patrick Julius Hough

CRD# 4988291·Registered 2006 - 2020
Previously Registered: Being a previously registered professional could mean that Patrick is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Patrick Julius Hough, who also goes by Jules Hough, was a registered financial advisor. Patrick was a previously registered financial professional and started their career in finance 2006 - 2020. Patrick had worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jules Hough

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

PTP SECURITIES, LLC·CRD# 136832
BD
Stamford, CT
October 22, 2019 - April 7, 2020
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
October 31, 2006 - June 25, 2014

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Current Firm

PS
PTP SECURITIES, LLC

PTP SECURITIES, LLC

CRD#: 136832 / SEC#: 8-67059
BD
Terminated by SEC on 11/10/2025

Contact Information

Established

Connecticut since 08/01/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
PINNACLE TRUST PARTNERS, LLCOWNER—
ALBANI, ATTILIO ALDOCEO, CHIEF COMPLIANCE OFFICER, AMLCO2241936
MEUNIER, CHRISTOPHER JABOAFINANCIAL PRINCIPAL, PFO, POO7407392

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2019About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Oct 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2019About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2006About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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