Nathan M. Odom
Professional summary
Nathan Michael Odom, who also goes by Nate Odom, Nathan M Odom, Nathan Odom, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.
Nathan is registered as a RR (Registered Representative) and started their career in finance in 2006. Nathan has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nathan Michael Odom's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 20, 2026 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: One Destiny Way, Westlake, TX 76262November 29, 2010 - June 18, 2021
T. ROWE PRICE ADVISORY SERVICES, INC.
November 23, 2010 - June 18, 2021
T. ROWE PRICE INVESTMENT SERVICES, INC.
August 24, 2009 - September 27, 2010
EDELMAN FINANCIAL ENGINES
March 13, 2008 - March 27, 2009
DIRECTED SERVICES LLC
August 8, 2007 - January 17, 2008
T. ROWE PRICE ADVISORY SERVICES, INC.
July 17, 2006 - January 17, 2008
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/20/2026)
(2/20/2026)
Exams
Series 7TO
Date: 3/24/2024
General Securities Representative ExaminationSeries 6TO
Date: 3/24/2024
Investment Company Products/Variable Contracts Representative ExaminationFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 126 |
Red Flags
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