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Conor T Cunningham

MELIUS RESEARCH
NEW YORK, NY
·CRD# 4987698·18 years experience

Professional Summary

Conor T Cunningham, who also goes by Cunor T Cunningham, Conor Cunningham, is a registered financial advisor currently at MELIUS RESEARCH located in New York, New York. Conor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Conor has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 86, Series 87 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Cunor T Cunningham, Conor Cunningham

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

MELIUS RESEARCH·CRD# 312314
RIA
152 W. 57th St. 6th Floor, New York, NY 10019
July 8, 2022 - Present
MKM PARTNERS LLC·CRD# 114666
BD
Stamford, CT
April 14, 2021 - June 21, 2022
COWEN AND COMPANY·CRD# 7616
BD
New York, NY
May 17, 2013 - February 12, 2021
COWEN SECURITIES LLC·CRD# 23510
BD
New York, NY
July 2, 2010 - May 29, 2013
JESUP & LAMONT SECURITIES CORP·CRD# 39056
BD
New York, NY
April 9, 2008 - July 8, 2010

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Current Firm

MR
MELIUS RESEARCH

MELIUS RESEARCH | MELIUS RESEARCH LLC

CRD#: 312314
New York
Registered Investment Advisory firm - New York (3/11/2021 Approved)

Contact Information

Main Address

152 W. 57th St. 6th Floor, New York, NY 10019

Phone Number

(212) 503-6205

# of Employees

22

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
New York
(7/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2022About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2008About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Apr 2010About the Series 86 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Jan 2009About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Apr 2008About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Conor T Cunningham's CRS (Customer Relationship Summary).

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