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SB

Stuart Aurre Boyd

BARINGS SECURITIES
CHARLOTTE, NC
·CRD# 4986781·17 years registered

Professional Summary

Stuart Aurre Boyd, who also goes by Stuart L Aurre, Stuart Logan Aurre, is a registered financial advisor currently at BARINGS SECURITIES LLC located in Charlotte, North Carolina. Stuart is registered as a RR (Registered Representative) and started their career in finance in 2010. Stuart has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Stuart L Aurre, Stuart Logan Aurre

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years registered in the securities industry

Current & Past Employments

Current

BARINGS SECURITIES LLCCurrent·CRD# 36929
BD
300 S. Tryon Street Suite 2500, Charlotte, NC 28202
January 30, 2017 - Present

Past

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
New York, NY
May 6, 2010 - January 4, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
New York, NY
January 1, 2010 - January 4, 2017

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Current Firm

BS
BARINGS SECURITIES LLC

BABSON CAPITAL SECURITIES INC | BARINGS SECURITIES LLC | BABSON SECURITIES CORPORATION | BABSON CAPITAL SECURITIES LLC

CRD#: 36929 / SEC#: 8-47589
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

300 S. Tryon Street Suite 2500, Charlotte, NC 28202

Mailing Address

300 S. Tryon Street Suite 2500, Charlotte, NC 28202

Phone Number

(704) 805-7200

Established

Delaware since 01/01/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BARINGS LLCDIRECT OWNER106006
LOGAN, MELISSA GILBERTDIRECTOR8327184
MAUTE, BRIAN CPRESIDENT2929953
STOKES, RANSOM GARRIS JRFINOP8317317
TAWA, DEREK MICHAELCHIEF COMPLIANCE OFFICER3054098

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
North Carolina
(2/17/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2010About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2009About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Stuart Aurre Boyd's CRS (Customer Relationship Summary).

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