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RP

Rohit S. Padmanabhan

LOTUS ASSET MANAGEMENT LIMITED LIABILITY COMPANY
Nashville, TN
Some features on this profile are disabled
CRD#: 4986298
RP

Professional summary


Rohit Sundaram Padmanabhan, CFA, who also goes by Rohit Padmanabhan, Rohit Sundaram Radmanabhan, is a registered financial advisor currently at LOTUS ASSET MANAGEMENT LIMITED LIABILITY COMPANY located in Nashville, Tennessee.

Rohit is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Rohit has worked at 3 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Rohit Padmanabhan | Rohit Sundaram Radmanabhan

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)LASER BALLS LLC / 308 1/2 MAIN ST HOUSTON,TX 77002 / PARTNERSHIP/ RETAILERS (APPAREL, FOOD, GENERAL) / BAR / OTHER / INVESTOR / NO EXTERNAL POSITION OR FUNCTION / START DATE 11/17/2012 - / 2)FATSTOCK LLC / 306 MAIN ST HOUSTON,TX 77002 / PARTNERSHIP/ RETAILERS (APPAREL, FOOD, GENERAL) / RESTAURANT / OTHER / INVESTOR, NO POSITION HELD / NO EXTERNAL POSITION OR FUNCTION / START DATE 11/17/2012 - / 3)CORINTHIAN 300 MAIN HOLDINGS LLC / 300 MAIN STREET HOUSTON,TX 77002 / PARTNERSHIP/ FOOD, BEVERAGES & TOBACCO / CAFE / OTHER / SILENT INVESTOR, NO POSITION HELD / NO DUTIES ASSOCIATED, NO POSITION HELD / START DATE 7/23/2013.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Rohit Sundaram Padmanabhan's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Experience


Current

August 27, 2015 - Present

LOTUS ASSET MANAGEMENT LIMITED LIABILITY COMPANY

RIA
CRD#: 277030
Nashville, TN
Past

January 14, 2009 - December 31, 2013

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
HOUSTON, TX
Past

January 14, 2009 - December 31, 2013

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
HOUSTON, TX
Past

June 4, 2007 - January 16, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
HOUSTON, TX
Past

April 30, 2007 - January 16, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/23/2021)
IAR
District of Columbia
(5/6/2025)
IAR
Louisiana
(9/28/2015)
IAR
New Jersey
(8/27/2015)
IAR
New York
(10/7/2021)
IAR
Tennessee
(11/14/2018)
IAR
Texas
(9/22/2015)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 6/1/2007
Uniform Combined State Law Examination
General Industry/Product Exam

Current Firm


LA
LOTUS ASSET MANAGEMENT LIMITED LIABILITY COMPANY
LOTUS ASSET MANAGEMENT LIMITED LIABILITY COMPANY

CRD#: 277030 / SEC#:

California
Registered Investment Advisory firm - (4/23/2021 Approved)
District of Columbia
Registered Investment Advisory firm - (5/6/2025 Approved)
Louisiana
Registered Investment Advisory firm - (9/28/2015 Approved)
New Jersey
Registered Investment Advisory firm - (8/27/2015 Approved)
New York
Registered Investment Advisory firm - (5/16/2018 Approved)
Tennessee
Registered Investment Advisory firm - (11/8/2018 Approved)
Texas
Registered Investment Advisory firm - (4/7/2021 Approved)
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Contact information


Main Address
Nashville, TN
Mailing Address
Phone number
(315) 925-6887
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts522
AUM (Assets Under Management)$ 95,444,828

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LOTUS ASSET MANAGEMENT LIMITED LIABILITY COMPANY

CRD#: 277030Nashville, TN

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