Hunter D. Grein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hunter Dalton Grein, who also goes by Hunter D Grein, was a registered financial professional .
Hunter is a previously registered financial professional and started their career in finance in 2005. Hunter had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2014 - April 12, 2017
CASCADES CAPITAL ASSET MANAGEMENT, LLC
April 3, 2012 - January 23, 2014
OLD NORTH STATE TRUST, LLC
October 28, 2005 - December 20, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 26, 2005 - December 20, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
CASCADES CAPITAL ASSET MANAGEMENT, LLC
CRD#: 167102 / SEC#: 801-113166
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CASCADES CAPITAL ASSET MANAGEMENT, LLC
CRD#: 167102 / SEC#: 801-113166
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 691 |
| AUM (Assets Under Management) | $ 321,951,547 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
