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JF

Joshua M. Fremed

ACCESS SECURITIES
NEW CANAAN, CT 06840
Some features on this profile are disabled
CRD#: 4985772
JF

Professional summary


Joshua Marc Fremed, who also goes by Joshua M Fremed, Joshua Fremed, is a registered financial professional currently at ACCESS SECURITIES, LLC located in New Canaan, Connecticut.

Joshua is registered as a RR (Registered Representative) and started their career in finance in 2005. Joshua has worked at 9 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Joshua M Fremed | Joshua Fremed

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Joshua Marc Fremed's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 25, 2024 - Present

ACCESS SECURITIES, LLC

Office #1: 140 Elm Street Suite 7, New Canaan, CT 06840
BD
CRD#: 22455
NEW CANAAN, CT
Past

July 1, 2016 - December 31, 2019

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
New York, NY
Past

March 20, 2014 - April 8, 2015

GUGGENHEIM INVESTOR SERVICES, LLC

BD
CRD#: 30096
NEW YORK, NY
Past

June 16, 2011 - April 12, 2012

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
NEW YORK, NY
Past

May 7, 2008 - March 14, 2011

MORGAN STANLEY INVESTMENT ADVISORS INC.

RIA
CRD#: 104525
GREENWICH, CT
Past

May 7, 2008 - March 14, 2011

MORGAN STANLEY DISTRIBUTION, INC.

BD
CRD#: 30344
GREENWICH, CT
Past

February 22, 2006 - April 23, 2008

BOFA ADVISORS, LLC

RIA
CRD#: 107900
NEW YORK, NY
Past

December 14, 2005 - April 23, 2008

BOFA DISTRIBUTORS, INC.

BD
CRD#: 30683
NEW YORK, NY
Past

September 5, 2005 - November 3, 2005

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(3/26/2024)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/21/2006
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 9/23/2005
Futures Managed Funds Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AS
ACCESS SECURITIES, LLC
ACCESS SECURITIES, INC. | ACCESS SECURITIES, LLC

CRD#: 22455 / SEC#: , 8-39729

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
140 Elm Street Suite 7, New Canaan, CT 06840
Mailing Address
140 Elm Street Suite 7, New Canaan, CT 06840
Phone number
(203) 322-3377
Established
Delaware since 05/30/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (24 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
LEPERCQ DE NEUFLIZE & CO., INCORPORATEDMEMBER
CRAWFORD, SHARI JEANNESECRETARY (2/2024) AND CFO (01/2010), AMLCO AND GSP AND CCO2387030
FELDMAN, RICHARD MARKFINOP2273453
FREMED, JOSHUA MARCSOLE MANAGER4985772
GOING, MICHAEL LEEPRESIDENT/CEO, GSP4687384

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ACCESS SECURITIES, LLC

CRD#: 22455New Canaan, CT 06840

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