NG
Nancy D. Gallagher
CETERA INVESTMENT ADVISERS LLC
MIDLOTHIAN, VA 23112
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CRD#: 4985680
NG
Professional summary
Nancy Dull Gallagher, who also goes by Nancy Jean Dull, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Midlothian, Virginia and CETERA ADVISORS LLC located in Sterling, Virginia.
Nancy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Nancy has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nancy Jean Dull
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: 302 E AMHURST ST, STERLING, VA, 20164, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 05/2006, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 2.NAME OF OTHER BUSINESS: ANCHOR FINANCIAL GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF HOURS DURING TRADING HOURS:30, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3.NAME OF OTHER BUSINESS: SPRINGHOUSE FINANCIAL, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: COACHING, START DATE:03/2020, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 2, BRIEF DESCRIPTION OF DUTIES: WORK WITH COUPLES OR SINGLES CREATE A SYSTEM TO EASILY MANAGE THEIR CASH FLOW, SPENDING AND DEBT ISSUES: 4.NAME OF OTHER BUSINESS: STERLING FOUNDATION, INVESTMENT RELATED: NO, ADDRESS: 120 ENTERPRISE ST, STERLING, VA, 20164, NATURE OF BUSINESS: NON-PROFIT, START DATE: 01/2018, POSITION/TITLE/RELATIONSHIP: SECRETARY/TREASURER, APX NUMBER OF HOURS PER WEEK: 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TAKE BOARD MEETING MINUTES BOOKKEEPING FOR THE ORGANIZATION; 5.NAME OF OTHER BUSINESS: THE NEW AG SCHOOL, INVESTMENT RELATED: NO, ADDRESS: 15669 LIMESTONE SCHOOL RD, LEESBURG, VA, 20176, NATURE OF BUSINESS: EDUCATION, START DATE:07/2014, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OVERSEE BOOKING GRANT WRITING AND PROGRAM PLANNING,;
CRS (Client Relationship Summary) - RIA
Click below to view Nancy Dull Gallagher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5309 Commonwealth Centre Pkwy Ste 100, Midlothian, VA 23112RIA
CRD#: 105644
MIDLOTHIAN, VA
Current
March 24, 2023 - Present
CETERA ADVISORS LLC
BD
CRD#: 10299
STERLING, VA
Past
March 24, 2023 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
Sterling, VA
Past
August 11, 2022 - February 16, 2023
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
Sterling, VA
Past
August 11, 2022 - February 16, 2023
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
INDIANAPOLIS, IN
Past
August 7, 2014 - July 1, 2022
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Vienna, VA
Past
May 22, 2014 - July 1, 2022
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Vienna, VA
Past
February 21, 2013 - October 2, 2013
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
VIENNA, VA
Past
June 15, 2012 - October 2, 2013
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
VIENNA, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/24/2023)
RR
Florida(11/29/2023)
RR
Illinois(4/30/2024)
RR
Michigan(4/29/2024)
RR
Nevada(8/6/2024)
RR
New York(4/29/2024)
RR
Pennsylvania(3/24/2023)
RR
South Carolina(8/24/2023)
RR
Virginia(3/24/2023)
IAR
Virginia(3/21/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Midlothian, VA 23112TRUST BUT VERIFY
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