Patrick John O'connell
CFP®Professional Summary
Patrick John O'connell, CFP®, who also goes by Patrick John O Connell, is a registered financial advisor currently at WEALTH ADVISORS GROUP located in Fort Wayne, Indiana. Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Patrick has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Patrick John O Connell
Similar Advisors
LPL FINANCIAL LLC
LAUGHNA FINANCIAL PLANNING LLC
BELL ROCK CAPITAL, LLC
TITLEIST ASSET MANAGEMENT, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
LAUGHNA FINANCIAL PLANNING LLC
BELL ROCK CAPITAL, LLC
TITLEIST ASSET MANAGEMENT, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
LAUGHNA FINANCIAL PLANNING LLC
BELL ROCK CAPITAL, LLC
TITLEIST ASSET MANAGEMENT, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
LAUGHNA FINANCIAL PLANNING LLC
BELL ROCK CAPITAL, LLC
TITLEIST ASSET MANAGEMENT, LLC
Credentials
Years of Experience
19 years in the financial services industry
Current & Past Employments
Similar Advisors
LPL FINANCIAL LLC
LAUGHNA FINANCIAL PLANNING LLC
BELL ROCK CAPITAL, LLC
TITLEIST ASSET MANAGEMENT, LLC
Current Firm
SECURITY FINANCIAL SERVICES, INC. | WEALTH ADVISORS GROUP | THE ADVISORS GROUP
Contact Information
Main Address
12726 Coldwater Road, Fort Wayne, IN 46845Phone Number
(260) 619-3100# of Employees
17SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
3,297AUM (Assets Under Management)
$1,342,010,836Similar Advisors
LPL FINANCIAL LLC
LAUGHNA FINANCIAL PLANNING LLC
BELL ROCK CAPITAL, LLC
TITLEIST ASSET MANAGEMENT, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
LPL FINANCIAL LLC
LAUGHNA FINANCIAL PLANNING LLC
BELL ROCK CAPITAL, LLC
TITLEIST ASSET MANAGEMENT, LLC
Primary Firm SEC Registration
SECURITY FINANCIAL SERVICES, INC. | WEALTH ADVISORS GROUP | THE ADVISORS GROUP
State Registrations and Notice Filings
(10/1/2014)
(6/15/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
LPL FINANCIAL LLC
LAUGHNA FINANCIAL PLANNING LLC
BELL ROCK CAPITAL, LLC
TITLEIST ASSET MANAGEMENT, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Patrick John O'connell's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
LAUGHNA FINANCIAL PLANNING LLC
BELL ROCK CAPITAL, LLC
TITLEIST ASSET MANAGEMENT, LLC
