Patrick J. O'connell

WEALTH ADVISORS GROUP

Fort Wayne, IN 46845

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CRD#: 4985255

Professional summary

Patrick John O'connell, CFP®, who also goes by Patrick John O Connell, is a registered financial advisor currently at WEALTH ADVISORS GROUP located in Fort Wayne, Indiana.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Patrick has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick John O Connell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)05/15/2014 - ASH BROKERAGE - NON-VARIABLE INSURANCE - ASH BROKERAGE IS A GENERAL AGENCY FOR INSURANCE BUSINESS - TIME SPENT 5% - FORT WAYNE, IN (2) 09/12/2014 - PJO CFP, INC. - ACCOUNTING/TAX RECONCILLIATION- TIME SPENT 3 HOURS PER MONTH - 12726 COLDWATER RD FORT WAYNE, IN 46845. (3) 07/2021 - THE LIGHTHOUSE LIFE RECOVERY HOME. 3000 E STATE BLVD FORT WAYNE, IN 46805. BOARD MEMBER. 5HRS PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick John O'connell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

October 1, 2014 - Present

WEALTH ADVISORS GROUP

Office #1: 12726 Coldwater Road, Fort Wayne, IN 46845

RIA

CRD#: 122050

Fort Wayne, IN

Past

December 8, 2006 - September 1, 2017

LPL FINANCIAL LLC

CRD#: 6413

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH ADVISORS GROUP

SECURITY FINANCIAL SERVICES, INC. | WEALTH ADVISORS GROUP | THE ADVISORS GROUP

CRD#: 122050 / SEC#: 801-69787

RIA

Registered Investment Advisory firm - (1/2/2009 Approved)

Indiana

Registered Investment Advisory firm - (2/12/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(10/1/2014)

IAR

Texas
(6/15/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/13/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/15/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/1/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/7/2006

General Securities Representative Examination

Current Firm

WEALTH ADVISORS GROUP

SECURITY FINANCIAL SERVICES, INC. | WEALTH ADVISORS GROUP | THE ADVISORS GROUP

CRD#: 122050 / SEC#: 801-69787

RIA

Registered Investment Advisory firm - (1/2/2009 Approved)

Indiana

Registered Investment Advisory firm - (2/12/2009 Terminated)

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Contact information

Main Address

12726 Coldwater Road, Fort Wayne, IN 46845

Mailing Address

Phone number

(260) 619-3100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WAG FORM ADV PART 2A (3/20/2025)

WAG WRAP FEE PROGRAM BROCHURE SUPPLEMENT (3/20/2025)

Regulatory assets under management

Total Number of Accounts	2,848
AUM (Assets Under Management)	$ 1,127,499,798

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick J. O'connell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick John O'connell's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH ADVISORS GROUP

LPL FINANCIAL LLC

Primary Firm SEC Registration

WEALTH ADVISORS GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 5/13/2013

Series 63

Date: 12/15/2006

SIE

Date: 9/1/2017

Series 7

Date: 12/7/2006

Current Firm

WEALTH ADVISORS GROUP

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH ADVISORS GROUP

TRUST BUT VERIFY

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