WH
Will R. Hale
CETERA INVESTMENT ADVISERS LLC
HAMILTON, TX 76531
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CRD#: 4985118
WH
Professional summary
Will Raymond Hale, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Hamilton, Texas and CETERA WEALTH SERVICES, LLC located in Hamilton, Texas.
Will is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Will has worked at 4 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Hamilton County Go Texan, INC.~'NIR'~639 Lee Drive~Hamilton~TX~76531~Other~Other~5/19/2014~1hrs~0hrs~Serve on the committee for organizing fundraisers and awarding scholarships 2) Outreach Church of Christ~'NIR'~439 CR 220~Hamilton~TX~76531~Other~Other~4/4/2010~2hrs~0hrs~Preach, teach, and take care of the financial matters. 3) Ill R. Hale, LLC~'NIR'~P.O. Box 111~Hamilton~TX~76531~Accounting Services/Tax Preparation~Owner~1/1/2018~160hrs~120hrs~Owner/operator. I conduct assurance work and tax work as well as overseeing the practice and its employees. 4) FAMILY PRACTICE ASSOCIATES OF HAMILTON COUNTY PA POSITION: Accountant NATURE: I serve as the backup check signer for the business in the event the managing officer is not available to do so. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 ADDRESS: 303 N Brown Street, PO Box 633, Hamilton TX 76531, United States DESCRIPTION: I serve as the backup check signer for the business in the event the managing officer is not available to do so. We also do the bookkeeping for the business as well as the corporate tax return. 6) BRIAN HAILE POSITION: Lessor NATURE: I'm leasing an office in my building to Brian Haile (a local real estate agent). INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/23/2023 ADDRESS: 733 N. Rice, Hamilton TX 76531, United States DESCRIPTION: Providing an office space
CRS (Client Relationship Summary) - RIA
Click below to view Will Raymond Hale's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 733 N. Rice, Hamilton, TX 76531RIA
CRD#: 105644
HAMILTON, TX
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 733 N. Rice, Hamilton, TX 76531BD
CRD#: 13572
HAMILTON, TX
Past
June 10, 2016 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Hamilton, TX
Past
September 16, 2005 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
HAMILTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/5/2025)
RR
California(9/5/2025)
RR
Florida(9/5/2025)
RR
Indiana(9/5/2025)
RR
New York(9/5/2025)
RR
Oklahoma(9/5/2025)
RR
Oregon(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Wyoming(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Hamilton, TX 76531TRUST BUT VERIFY
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