Strawford H. Dees

EAGLE STRATEGIES LLC

DAPHNE, AL 36526

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CRD#: 4985083

Professional summary

Strawford Hale Dees IV, who also goes by Hale Dees, S Hale Dees IV, Strawford H Dees Iv, Strawford H Dees, Strawford Hale Dees Iv, Strawford Hale Dees, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Daphne, Alabama and NYLIFE SECURITIES LLC located in Daphne, Alabama.

Strawford is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Strawford has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ASA Group, DBA Strawford Dees Insurance OBA Type : Insurance Brokering Start Date/anticipated start date of your relationship with the OBA : 06/2024 Please provide a brief description of the nature of this business : ASA Group is a broker general insurance agency Role / Title : Insurance Brokering Do you receive Compensation? : Yes How many of the hours spent per month on this activity will be conducted during the securities trading hours (Monday through Friday 9:30 AM EST to 4:00 PM EST)?:20 Total number of hours per month that you plan on devoting to this activity :20 Does this activity in any way pertain to Insurance, Real-estate, Banking, Securities and Commodities?: Yes Explain in detail the type of business this organization engages in (i.e. products and/or services the entity provides) : Sell of fixed insurance products, including annuities, term and permeant life insurance. Describe in detail your functions and responsibilities associated with this OBA : solicit, sell, and service insurance products BUSINESS ADDRESS : 11631 Elemis Drive, Daphne, Baldwin, AL 36526, US

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Strawford Hale Dees IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2024 - Present

EAGLE STRATEGIES LLC

Office #1: 27154-a Pollard Road, Daphne, AL 36526Office #2: 125 W. Romana Street One Pensacola Plaza Suite 720, Pensacola, FL 32502

RIA

CRD#: 110826

DAPHNE, AL

Current

November 6, 2024 - Present

NYLIFE SECURITIES LLC

Office #1: 27154-a Pollard Rd, Daphne, AL 36532

CRD#: 5167

DAPHNE, AL

Past

November 7, 2023 - December 1, 2023

LEVEL FOUR FINANCIAL, LLC

CRD#: 25700

Jackson, MS

Past

October 13, 2023 - October 15, 2024

MAG CAP

RIA

CRD#: 298398

Daphne, AL

Past

December 19, 2018 - September 25, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

MOBILE, AL

Past

December 19, 2018 - September 25, 2023

LPL FINANCIAL LLC

CRD#: 6413

MOBILE, AL

Past

August 20, 2014 - December 21, 2018

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

OCEAN SPRINGS, MS

Past

August 15, 2014 - December 21, 2018

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

OCEAN SPRINGS, MS

Past

April 6, 2010 - August 27, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

OCEAN SPRINGS, MS

Past

April 6, 2010 - August 27, 2014

LPL FINANCIAL LLC

CRD#: 6413

OCEAN SPRINGS, MS

Past

February 20, 2006 - April 9, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BILOXI, MS

Past

January 10, 2006 - April 9, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BILOXI, MS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/6/2024)

IAR

Alabama
(11/14/2024)

Florida
(11/7/2024)

IAR

Florida
(11/18/2024)

Georgia
(7/28/2025)

Mississippi
(11/11/2024)

Virginia
(9/4/2025)

Washington
(10/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/17/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/9/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Franklin Little

NYLIFE SECURITIES LLC

MOBILE, AL

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Advisor Monitoring

Firm Stability Insights

Strawford H. Dees

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Strawford Hale Dees IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

LEVEL FOUR FINANCIAL, LLC

MAG CAP

LPL FINANCIAL LLC

LPL FINANCIAL LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/17/2006

SIE

Date: 10/1/2018

Series 7

Date: 1/9/2006

FINRA

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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