SM
Steven C. Massey
KESTRA ADVISORY SERVICES
RIDGELAND, MS 39157
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CRD#: 4984885
SM
Professional summary
Steven Christopher Massey, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Ridgeland, Mississippi and KESTRA INVESTMENT SERVICES, LLC located in Ridgeland, Mississippi.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Steven has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: WealthPartners, LLP Investment Related: Yes Address: 220 Trace Colony Park Drive Ste A Ridgeland MS 39157 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Partner Start Date: 5/13/2005 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Primarily investment management for prosepctive and existing clients and due diligence of available resources to accomplish these duties.Business Name: Massey Properties, LLC Investment Related: Yes Address: 3003 Lakeland Cove Jackson MS 39042 Nature of Business: Real Estate Position, Title or Relationship: Member Start Date: 5/13/2005 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Passive investment in family-owned commerical real estate property.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Crape Creek Club, LLC Investment Related: No Address: PO Box 13664 Jackson MS 39236 Nature of Business: Other Other/None of the Above Recreational hunting/fishing camp Position, Title or Relationship: Member Start Date: 5/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Hunting/fishingBusiness Name: The Catholic Foundation of the Diocese of Jackson, MS Investment Related: Yes Address: 237 East Amite Street Jackson MS 39225 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board member - voluntary Start Date: 11/18/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Quarterly investment committee meetings, 2 board meetings per year. Investment committee submits a status report on the Foundation's investments to the Executive Committee.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Christopher Massey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
May 9, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 251 Trace Colony Park Drive Suite C, Ridgeland, MS 39157RIA
CRD#: 283330
RIDGELAND, MS
Current
August 24, 2005 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 251 Trace Colony Park Drive Suite C, Ridgeland, MS 39157BD
CRD#: 42046
RIDGELAND, MS
Past
March 7, 2007 - May 9, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
JACKSON, MS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(5/4/2006)
RR
Florida(11/16/2017)
RR
Louisiana(4/20/2017)
RR
Mississippi(10/4/2005)
IAR
Mississippi(5/9/2016)
RR
Texas(5/19/2023)
IAR
Texas(5/19/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Ridgeland, MS 39157TRUST BUT VERIFY
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