KG
Kara E. Gardner
HOMESTEAD FINANCIAL SERVICES
Arlington, VA 22203
Some features on this profile are disabled
CRD#: 4984717
KG
Professional summary
Kara Elizabeth Gardner is a registered financial professional currently at HOMESTEAD FINANCIAL SERVICES CORP. located in Arlington, Virginia.
Kara is registered as a RR (Registered Representative) and started their career in finance in 2005. Kara has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kara Elizabeth Gardner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 17, 2005 - Present
HOMESTEAD FINANCIAL SERVICES CORP.
Office #1: 4301 Wilson Boulevard, Arlington, VA 22203BD
CRD#: 26643
Arlington, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/31/2006)
RR
Alaska(3/31/2006)
RR
Arizona(3/31/2006)
RR
Arkansas(3/31/2006)
RR
California(3/31/2006)
RR
Colorado(3/31/2006)
RR
Connecticut(3/31/2006)
RR
Delaware(3/31/2006)
RR
District of Columbia(3/31/2006)
RR
Florida(3/31/2006)
RR
Georgia(3/31/2006)
RR
Hawaii(3/31/2006)
RR
Idaho(3/31/2006)
RR
Illinois(3/31/2006)
RR
Indiana(3/31/2006)
RR
Iowa(3/31/2006)
RR
Kansas(3/31/2006)
RR
Kentucky(3/31/2006)
RR
Louisiana(3/31/2006)
RR
Maine(3/31/2006)
RR
Maryland(3/31/2006)
RR
Massachusetts(3/31/2006)
RR
Michigan(3/31/2006)
RR
Minnesota(3/31/2006)
RR
Mississippi(3/31/2006)
RR
Missouri(3/31/2006)
RR
Montana(3/31/2006)
RR
Nebraska(3/31/2006)
RR
Nevada(3/31/2006)
RR
New Hampshire(3/31/2006)
RR
New Jersey(3/31/2006)
RR
New Mexico(3/31/2006)
RR
New York(3/31/2006)
RR
North Carolina(3/31/2006)
RR
North Dakota(3/31/2006)
RR
Ohio(4/3/2006)
RR
Oklahoma(3/31/2006)
RR
Oregon(3/31/2006)
RR
Pennsylvania(3/31/2006)
RR
Puerto Rico(3/31/2006)
RR
Rhode Island(3/31/2006)
RR
South Carolina(3/31/2006)
RR
South Dakota(3/31/2006)
RR
Tennessee(3/31/2006)
RR
Texas(3/31/2006)
RR
Utah(3/31/2006)
RR
Vermont(3/31/2006)
RR
Virgin Islands(1/26/2016)
RR
Virginia(9/8/2005)
RR
Washington(3/31/2006)
RR
West Virginia(3/31/2006)
RR
Wisconsin(3/31/2006)
RR
Wyoming(3/31/2006)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HF
HOMESTEAD FINANCIAL SERVICES CORP.
HOMESTEAD FINANCIAL SERVICES CORP. | RE INVESTMENT CORPORATION
CRD#: 26643 / SEC#: , 8-42682
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
4301 Wilson Boulevard, Arlington, VA 22203
Mailing Address
4301 Wilson Boulevard, Arlington, VA 22203
Phone number
(703) 907-5903
Established
Virginia since 05/02/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NRECA UNITED HOLDINGS, INC. | HOLDING COMPANY OF NRECA SUBSIDIARIES | |
| CIVEROLO, BETH ANNE | VICE PRESIDENT AND DIRECTOR | 2643410 |
| DI MAURO, AMY MERRILL | TREASURER, DIRECTOR, FINANCIAL AND OPERATIONS PRINCIPAL, CHIEF AND PRINCIPAL FINANCIAL OFFICER, AND PRINCIPAL OPERATIONS OFFICER | 4731228 |
| OLLIVIERRE, MONICA LYNN | SECRETARY | 4036059 |
| SIEVERLING, DANIELLE CHERIE | CHIEF COMPLIANCE OFFICER | 4918493 |
| WEBSTER, JENNIFER LAUREL | PRESIDENT AND DIRECTOR | 1438190 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
