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MM

Matthew Mcdermott

FORIS CAPITAL US LLC
Portsmouth, NH
Some features on this profile are disabled
CRD#: 4984264
MM

Professional summary

Matthew Mcdermott, who also goes by Matt Mcdermott, Matthew Keegan Mcdermott, Matthew Mcdermott, is a registered financial professional currently at FORIS CAPITAL US LLC located in Portsmouth, New Hampshire.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2005. Matthew has worked at 7 firms and has passed the Series 63, Series 7, Series 44 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Matt Mcdermott | Matthew Keegan Mcdermott | Matthew Mcdermott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Mcdermott's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 26, 2025 - Present

FORIS CAPITAL US LLC

BD
CRD#: 282331
Portsmouth, NH
Past

October 4, 2022 - October 23, 2024

TITAN GLOBAL TECHNOLOGIES LLC

BD
CRD#: 312379
New York, NY
Past

July 1, 2019 - August 9, 2022

ROBINHOOD SECURITIES, LLC

BD
CRD#: 287900
MENLO PARK, CA
Past

July 1, 2019 - August 9, 2022

ROBINHOOD FINANCIAL, LLC

BD
CRD#: 165998
LAKE MARY, FL
Past

January 15, 2013 - January 23, 2013

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

August 5, 2009 - July 11, 2012

VTRADER PRO, LLC

BD
CRD#: 131920
SAN FRANCISCO, CA
Past

June 17, 2005 - October 28, 2005

WOLVERINE TRADING, LLC

BD
CRD#: 36848
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/26/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 11/17/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/14/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 44
Date: 7/27/2009
PCX Market Maker Exam
Principal/Supervisory Exam
RR
Series 24
Date: 2/16/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FORIS CAPITAL US LLC
FORIS CAPITAL US LLC | WATCHDOG CAPITAL, LLC

CRD#: 282331 / SEC#: , 8-69712

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
210 Commerce Way Suite 220, Portsmouth, NH 03801
Mailing Address
210 Commerce Way Suite 220, Portsmouth, NH 03801
Phone number
(603) 956-5649
Established
Georgia since 11/02/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORIS DAX MARKETS, INC.MEMBER
FIALA, ANGELA MARIAFINOP/PFO/POO5163386
MATHEWS, RENOCCO7040844
OCONNELL, MICHAEL PATRICKCEO1943113

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORIS CAPITAL US LLC

CRD#: 282331Portsmouth, NH

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