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KE

Kurt M. Eckert

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CRD#: 4984219
KE

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kurt M Eckert was a registered financial professional .

Kurt is a previously registered financial professional and started their career in finance in 2005. Kurt had worked at 2 firms and has passed the Series 57TO, SIE, Series 7, Series 44 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 28, 2017 - January 4, 2023

WOLVERINE EXECUTION SERVICES, LLC

BD
CRD#: 120719
CHICAGO, IL
Past

June 17, 2005 - January 4, 2023

WOLVERINE TRADING, LLC

BD
CRD#: 36848
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/1/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 44
Date: 5/4/1999
PCX Market Maker Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/16/2013
General Securities Principal Examination

Current Firm

WE
WOLVERINE EXECUTION SERVICES, LLC
WOLVERINE EXECUTION SERVICES, LLC

CRD#: 120719 / SEC#: , 8-65336

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
175 W. Jackson Blvd., Suite 200, Chicago, IL 60604
Mailing Address
175 W. Jackson Blvd., Suite 200, Chicago, IL 60604
Phone number
(312) 884-4000
Established
Illinois since 07/19/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WOLVERINE TRADING, LLCLIMITED LIABILITY CORPORATION36848
CAVICKE, DAVIDCHIEF LEGAL COUNSEL6027073
KULA, JUDITH MARIECHIEF FINANCIAL OFFICER FINOP1255502
MURPHY, PATRICK TIMOTHYCHIEF OPERATING OFFICER/EXECUTIVE REPRESENTATIVE2057769
MURRAY, CRAIG JOHNCHIEF COMPLIANCE OFFICER6136205
SOWERS, BRAD ALLENROSFP2530780

Disclosures

Regulatory Event43

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WOLVERINE EXECUTION SERVICES, LLC

CRD#: 120719

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