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MW

Matthew P. Woehnker

THIRD SEVEN CAPITAL LLC
Wall, NJ 07719
Some features on this profile are disabled
CRD#: 4983759
MW

Professional summary

Matthew Patrick Woehnker, who also goes by Matthew P Woehnker, Matthew Patrick Woehnker, Matthew Woehnker, Matt Woehnker, is a registered financial professional currently at THIRD SEVEN CAPITAL LLC located in Wall, New Jersey.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2006. Matthew has worked at 12 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Matthew P Woehnker | Matthew Patrick Woehnker | Matthew Woehnker | Matt Woehnker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) MR. WOEHNKER IS A REGISTERED REPRESENTATIVE OF MILLINGTON SECURITIES*, A DUALLY REGISTERED BROKER DEALER/RIA. (2) MR. WOEHNKER IS AN INVESTMENT ADVISER REPRESENTATIVE OF HARTSHORNE GROUP, INC*, AN RIA. (3) MR. WOEHNKER IS AN INVESTMENT ADVISER REPRESENTATIVE OF WBI INVESTMENTS*, AN RIA. *WBI, MILLINGTON, AND HARTSHORNE ARE AFFILIATED ENTITIES.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Patrick Woehnker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 16, 2024 - Present

THIRD SEVEN CAPITAL LLC

Office #1: 3349a State Route 138 Allaire Corporate Center Building A, Suite A, Seco, Wall, NJ 07719
BD
CRD#: 160209
Wall, NJ
Past

October 24, 2022 - May 7, 2024

BLACKSTONE SECURITIES PARTNERS L.P.

BD
CRD#: 17917
NEW YORK, NY
Past

October 7, 2020 - August 29, 2022

HARTSHORNE GROUP, LLC

RIA
CRD#: 150897
RED BANK, NJ
Past

January 6, 2020 - December 31, 2021

MILLINGTON SECURITIES, INC.

BD
CRD#: 147298
RED BANK, NJ
Past

July 12, 2018 - December 31, 2019

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Red Bank, NJ
Past

January 3, 2018 - May 31, 2018

MILLINGTON SECURITIES, INC.

BD
CRD#: 147298
RED BANK, NJ
Past

January 5, 2017 - December 31, 2017

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Red Bank, NJ
Past

September 1, 2016 - December 31, 2016

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

January 5, 2015 - August 17, 2016

MILLINGTON SECURITIES, INC.

BD
CRD#: 147298
RED BANK, NJ
Past

May 21, 2012 - December 31, 2014

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

April 23, 2012 - August 29, 2022

WBI INVESTMENTS, LLC

RIA
CRD#: 106336
RED BANK, NJ
Past

January 3, 2012 - May 1, 2012

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
SAN FRANCISCO, CA
Past

October 21, 2009 - May 16, 2012

BLACKROCK FUND ADVISORS

RIA
CRD#: 105247
SAN FRANCISCO, CA
Past

October 20, 2009 - December 31, 2011

BLACKROCK FUND DISTRIBUTION COMPANY

BD
CRD#: 146183
JERSEY CITY, NJ
Past

December 11, 2006 - October 21, 2009

LORD, ABBETT & CO. LLC

RIA
CRD#: 110391
JERSEY CITY, NJ
Past

August 17, 2006 - October 21, 2009

LORD ABBETT DISTRIBUTOR LLC

BD
CRD#: 530
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(8/16/2024)
RR
New Jersey
(8/16/2024)
RR
New York
(8/16/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/8/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/16/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/23/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TS
THIRD SEVEN CAPITAL LLC
THIRD SEVEN CAPITAL ADVISORS | THIRD SEVEN CAPITAL, LLC | THIRD SEVEN CAPITAL LLC

CRD#: 160209 / SEC#: , 8-69032

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
67 Holly Hill Lane Suite 8500, New York, NY 10022
Mailing Address
67 Holly Hill Lane Suite 300c, Greenwich, CT 06830
Phone number
(917) 602-6153
Established
Delaware since 07/06/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
THIRD SEVEN GROUP LLCHOLDING COMPANY
DIFIORE, MONICA LISACCO2966552
LEDGER, NICHOLAS MARKCEO/CFO6779287
SAKOL, DANIEL SCOTTFIN OP2813237

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THIRD SEVEN CAPITAL LLC

CRD#: 160209Wall, NJ 07719

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